Nirmal D. Email & Phone Number

Remote

Remote

Enterprise-wide Risk & Control Self-Assessment (RCSA):- RCSA Questionnaire- RCSA Workshop meetings with business team managers- Control gaps and remediation plans- Jira project management- Enterprise policies and standards- Annual policy recertification- Enterprise Risk Register data integrityInformation Security Awareness Program: Security Awareness.

Boston, MA

- KRI visualizations with commentary on trends across business process areas- Transaction processing errors and root causes for reporting to committees and boards- Business Risk Assessments on new vendor solutions- External (SOC) and internal audit engagements- Control evidence preparation

Boston, MA

Equity and Fixed Income End-to-End Trading Implementation Project:- Current-state process meetings with business team leaders (existing controls, pain points)- Current-state and future-state Visio flow charts- Process flow narratives

Boston, MA

Wealth and Asset Management - Financial Services Office (Staff 1 to Staff 2)- Accounting-to-custody reconciliation Excel workpapers for mutual funds under year-end audit- Global Investment Performance Standards (GIPS) testing (composite groups and underlying accounts)- SOC 1 Type 2 examination (walkthrough narratives, control evidence procurement)