Neda Parliaros Email & Phone Number

Oakhurst, New Jersey, United States

New York, New York, United States

New York City Metropolitan Area

Responsible for managing and improving relationships with Broadway Technology’s clients while increasing visibility and recognition of Broadway Technology in the industry.Broadway Technology is a leading fintech that has taken on the toughest fixed income workflow challenges for its clients for nearly 20 years. Our collaborative team of expert engineers and highly scalable and extensible platform and products help clients build and scale their businesses while protecting legacy technology investments and leveraging new innovation. With headquarters in New York and teams throughout North America, Europe and APAC, Broadway is a trusted partner to the world’s most advanced market participants, providing them with peace of mind that our trading technology will support them long into the future. Broadway Technology is a leading provider of high-performance front-office fintech solutions to sell-side and buy-side clients, including more than half of the top 50 banks in the world.

Greater New York City Area

Front-office liaison to sales, front-end support, technology, operations, surveillance, and compliance. Key US coordinator Listed Derivatives MIFID II implementation. Responsible for internal project prioritization related to FIX implementations and technology rollouts. Perform due diligence and vetting of third party vendors for internal compliance controls. Liaise with operations team for issue management and resolution including client communications. Involved in internal/external audits to ensure accuracy of data and response. Responsible for identification/escalation of potential compliance issues within the business. Develop and maintain policies and procedures related to client on-boarding and regulatory implementations.

Greater Chicago Area

Commissioned to manage special cross-functional projects involving compliance, trading, support and back office. Conducted special project assessment, planning and research. Created internal and external trade practices educational pieces with compliance. Coordinated implementation of daily matched trade report for clients. Performed due diligence and vetting of third party vendors.

Chicago, Il

Recruited to decommission the NYSE Liffe and NYSE Liffe US client infrastructure with the SFTI engineering team. Managed key relationships with all US based clients migrating from to ICE systems, to ensure successful migration objectives were achieved in coordination with ICE Administration, Membership, and Technology for transition including conformance and required documentation.

Chicago, Il

Served as primary contact for US members related to technology and membership for NYSE Liffe and NYSE Liffe U.S. reporting directly to the COO. Managed client relationships and liaised with various internal organizations for client initiatives

Chicago, Il

Executive Director, Chapter Founder, Chapter Advisor, and Member

Chicago, Il

Board Member served no the Development Committee.

Chicago, Il

Led cross-functional team to comply with regulatory, clearing and technology system requirements/functionality. Managed DMA access and exchange relationships.

Chicago, Il

Responsible for the firm’s electronic futures trading systems and operational infrastructure. Facilitated exponential growth of electronic trading connectivity to major exchanges around the world by working with clients and internal business development teams. (e.g. growth in electronic trading connectivity from 6 clients in 2001 to 110+ in 2005).

Chicago, Il

Managed 30+ member and non-member clients’ relationship and connectivity to Exchange systems.

Chicago, Il

Target marketed to companies in businesses across all industries to deal with a broad range of business issues.

Chicago

Started as an S&P 500 pit runner and responsibilities exponentially grew over the years to include direct client serving responsibilities for this global financial services firm that offered futures, options, securities, and foreign exchange services on all major exchanges.

Master Of Jurisprudence, Business Law And Compliance

Ba, International Relations (Econ-Europe) And Spanish

Activities and Societies: SIMPLE (Students Involved in Media Production for Learning and Education) Marketing Committee for the 10 Year.