Nedine Sutton Email & Phone Number

Hartford, Connecticut Area

Hartford, Connecticut Area

Accomplished executive with a reputation for developing strong relationships and building trust with internal and external business partners. Results oriented team player and team builder who helps companies translate goals into reality by working collaboratively across business lines to drive optimal results. Customer focused strategic thinker and innovator known for getting things done. Approaches every interaction as an opportunity to exceed expectations.AREAS OF… Show more Accomplished executive with a reputation for developing strong relationships and building trust with internal and external business partners. Results oriented team player and team builder who helps companies translate goals into reality by working collaboratively across business lines to drive optimal results. Customer focused strategic thinker and innovator known for getting things done. Approaches every interaction as an opportunity to exceed expectations.AREAS OF EXPERTISE:♦ Relationship Management♦ Negotiation  ♦ Regulatory Compliance♦ Public Policy Dynamic♦ New Business Development Show less

Hartford, Connecticut Area

Corporate Trust Services-Corporate, Municipal and Escrow ServicesProvided multifamily housing product expertise in the assessment of account information as it relates to legal documents, internal policy standards and government regulations.♦ Reviewed financing projects to measure irregularities in business delivery and provided corrective action plan with documented resolutions.♦ Examined accounts for compliance with risk programs- Credit, Market, Financial Crimes, Operations… Show more Corporate Trust Services-Corporate, Municipal and Escrow ServicesProvided multifamily housing product expertise in the assessment of account information as it relates to legal documents, internal policy standards and government regulations.♦ Reviewed financing projects to measure irregularities in business delivery and provided corrective action plan with documented resolutions.♦ Examined accounts for compliance with risk programs- Credit, Market, Financial Crimes, Operations and Regulatory♦ Identified and communicated areas for process improvement.♦ Collaborated with internal business partners to improve customer experience and satisfaction. Show less

Hartford, Connecticut Area

Corporate Trust Services-Corporate, Municipal and Escrow ServicesAdministered a portfolio worth 1.5 Billion comprised of: multifamily housing, healthcare, education, high- yield, merger & acquisition escrows, litigation escrows and custody accounts.♦ Managed top tier project financings that were significant in scope, complexity and risk.♦ Built strong relationships with internal and external business partners.♦ Negotiated the terms of legal documents and contractual… Show more Corporate Trust Services-Corporate, Municipal and Escrow ServicesAdministered a portfolio worth 1.5 Billion comprised of: multifamily housing, healthcare, education, high- yield, merger & acquisition escrows, litigation escrows and custody accounts.♦ Managed top tier project financings that were significant in scope, complexity and risk.♦ Built strong relationships with internal and external business partners.♦ Negotiated the terms of legal documents and contractual agreements.♦ Identified opportunities to collaborate across business lines and create effective partnerships that addressed client’s needs. Resulted in 20% gain in annual revenue.♦ Ensured adherence to internal control standards with consistent application of internal policy and procedure and BSA/AML, KYC, and SOX requirements♦ Leveraged comprehensive understanding of bond market in New England to drive business during challenging times.♦ Trained and motivated a team of diverse professionals.♦ Responded to Requests for Proposals and communicated qualifications, array of services and fee schedules to clients; conducted presentations to large client groups. Show less

Hartford, Connecticut Area

Management Training Program- Broker Dealer/Investment Advisor FirmANALYST, Public Finance Department 2001♦ Prepared analyses on client capital structure, debt capacity and credit profile♦ Developed financial models to structure and optimize transactions ♦ Administered the closing of deals with all parties- bond counsel, trustee, issuer, etc♦ Completed activities and prepared documentation necessary to assure compliance with MSRB rule G-17♦ Drafted responses to… Show more Management Training Program- Broker Dealer/Investment Advisor FirmANALYST, Public Finance Department 2001♦ Prepared analyses on client capital structure, debt capacity and credit profile♦ Developed financial models to structure and optimize transactions ♦ Administered the closing of deals with all parties- bond counsel, trustee, issuer, etc♦ Completed activities and prepared documentation necessary to assure compliance with MSRB rule G-17♦ Drafted responses to Request for Proposals ASSOCIATE, Alternative Investments 2000 – 2001♦ Subject matter expert to senior management in design and launch of a new product in matters relating to risk management ♦ Identified regulatory developments that led to changes in product delivery guidelines. ♦ Analyzed metrics to provide most profitable fee structure.COMPLIANCE ANALYST, Compliance Department 1998 – 2000♦ Designed Firm Element Continuing Education training and monitored completion by 900 registered persons.♦ Researched and communicated licensing requirements for Investment Advisor representatives. COMPLIANCE ADMINISTRATOR, Investment Management Services 1997 – 1998♦ Established and implemented operating procedures integrating regulatory requirements of Investment Advisors Act, Investment Company Act, Securities Act, and Securities Exchange Act with enterprise strategy and then developed compliance program that tested for business line compliance.♦ Prepared and filed Form ADV and regulatory disclosures ♦ Liaison to SEC during regulatory exams and requests for information♦ Created new account contracts and disclosure documents for all advisory products.♦ Reviewed all investment advisor and mutual fund marketing materials for compliance with applicable regulatory standards Show less

M.A., Public Policy

B.A., Political Science