Financial Crime compliance Trainer, AML-KYC, Transition & Implementation. Handling Regulatory Compliance Audit.Risk assessment & Control.Implementing New Regulatory Jurisdictional updates within the process.Team Management, Capacity Utilisation, Defining SLA and Quality.

Managing & Training AML COMPLIANCE TEAM region Jurisdictions APAC, US, EMEAØ  Assist in developing scope, performing testing and developing findings under the direction  of  AML & Daily Currency transaction reports  Ø  Developing independent audit scripts to test various AML reports to ensure Completeness Accuracy & Timelines. Ø  Defining logic checks to procure more detailed observations and findings of complex AML transaction reports. Ø  Performing analysis on regular updates provided by compliance and ensuring appropriate execution. Ø  Risk assessment periodically based on type of subject and criticality. Ø  Conducting reviews based on data reported in past as well as actual.

Managing Business , Quality assurance, SAR Reportings and MLRO Escalations Created policies and procedures based on new and ongoing regulations & Regulatory Updates. Have also designed extra scrutiny steps specially for Third Party Transactions,  Correspondent Banking accounts, Payable through accounts. Ensuring conformity with know your customer/customer due diligence and Antimoney laundering (KYC/CDD and AML) standards and ensure the findings or issues are escalated to the AML COMPLIANCE team where appropriate and get their approval before on-boarding the clients.

Risk Assessment Analysis,Monitoring and reviewing transactions based on the Detection scenario in order to identify and investigate potential suspicious activities which involves examination of customer records and documents using public domain web-based databases. Monitoring and investigating AML alerts and identifying suspicious transactions Involving in preparation of various investigative summary / SAR drafts to assist BSA reporting - which includes unusual trend and pattern analysis, detailed financial transaction reviews as per jurisdiction specific regulatory requirements

Ø  Transaction monitoring across globe including India & APAC regions, Customer due diligence & Enhanced due diligence, Negative News Screening..  Ø  Expertise in PMLA India, US Patriot ACT & OFAC sanction Screening. Ø  Remediation & Periodic Review for Medium & High-Risk Clients. Ø  Client Types worked on during On-boarding - Investment Advisors, Funds, SPVs, Private, listed & regulated entities. Ø  Sourcing of documents internally & externally. Ø  Negative News Screening & PEP screening (Lexis/Nexis, World Check, Factiva and Internet sources. Ø  Scrutinizing details for related Source of Funds, Source of Wealth, Nature of Business, Products and identifying the risk associated and analyzing documentation in accordance with Country Specific & Entity Specific Requirements.