• Post Investigation analyst of client retail banking and credit card account closure recommendations• Review analyst case summaries, suspicious activity report and account transactions• Perform secondary reviews of investigator case findings and write reports regarding account closure decisions• Communicate with various FIU units regarding termination of client relationship• Prepare focused reviews due to high risk profiles, internal business referrals, mantas alerts, account… Show more • Post Investigation analyst of client retail banking and credit card account closure recommendations• Review analyst case summaries, suspicious activity report and account transactions• Perform secondary reviews of investigator case findings and write reports regarding account closure decisions• Communicate with various FIU units regarding termination of client relationship• Prepare focused reviews due to high risk profiles, internal business referrals, mantas alerts, account openings/closings, re-monitors, negative media, senior public officials, derogatory information, subpoenas, 314(a) and 314(b) cases• Perform KYC due diligence searches, as well as extensive research in several internal and external databases• Conduct queries to retrieve customer account information and relationship affiliations• Assist team leader with supervisory responsibilities, including training, reviewing and preparing the monthly reporting. Show less

• Open Consumer & Business Accounts using NBS/OSRO and other internal systems• Perform quality review of all documents requested and record deficiencies in the Access Database• Review all documents ensuring account titles and all pertinent information are accurate• Perform day two verification of all demographic information• Communicate with the banking team and the middle office on all related account opening issues• Review the Client Relationship Agreement (CRA) to ensure… Show more • Open Consumer & Business Accounts using NBS/OSRO and other internal systems• Perform quality review of all documents requested and record deficiencies in the Access Database• Review all documents ensuring account titles and all pertinent information are accurate• Perform day two verification of all demographic information• Communicate with the banking team and the middle office on all related account opening issues• Review the Client Relationship Agreement (CRA) to ensure that it is fully completed• Support the business by providing root cause analyst of client visible issues and reporting results• Identify process improvements to streamline processes and reduce/eliminate potential risks Show less

• Primary point of contact for the client relationship of select clients across the firm to ensure that all relevant groups are fully aware of client needs and client’s external trading strategies are executed accordingly• Partner with Foreign Exchange Sales desk in executing trades, managing client positions and facilitating information sharing to provide clients with a comprehensive offering• Negotiate rates between client and Executing Banks on off market trades done… Show more • Primary point of contact for the client relationship of select clients across the firm to ensure that all relevant groups are fully aware of client needs and client’s external trading strategies are executed accordingly• Partner with Foreign Exchange Sales desk in executing trades, managing client positions and facilitating information sharing to provide clients with a comprehensive offering• Negotiate rates between client and Executing Banks on off market trades done electronically• Monitor client’s trading activity and limit by working closely with Legal and Risk for adjustments if required• Liaise between clients and operations on settlement and P/L issues • Coordinated with on boarding team and Legal to establish new client accounts• Provided IT with process improvements to limit manual entry and reduce the firm’s exposure to risk• Responsible for training new employees as they joined the JPM Prime Brokerage team Show less

• Managed over 75 corporate client accounts with total value exceeding $250,000,000• Minimized cost by executing trade cancellations and re-bookings in a timely manner• Worked with Legal and Compliance Department to establish new customer accounts• Investigated non-receipts, payments, and other corporate customer inquiries