Volcker-Swap Dealer Governance Lead supporting various business units/trading desks to ensure their in compliance with the various rules. Coordinated and supported the businesses/desks in their trading mandate attestations, Supervisory Controls review (arcm), CEO Sub-attestations, chaired a quarterly forum call with desk heads/delegates, annual training refresh/scoping, Swap Dealer reporting remediation work from audit findings, and responding to regulatory inquiries. Liaised with the trade surveillance teams to rectify daily alerts/breaches with the various traders/desk heads.Citi Global Wealth regulatory change program lead to ensure the business segments/assessment units are compliant with the new rules, laws, regulations. Chaired a bi-weekly call with LegaL, Compliance, and key stakeholders from the businesses to analyze new/modified regulations to determine impact/applicability to the businesses.Reviewed pipeline of Regulatory change work in progress and provided metrics to the Wealth Governance Forums on a montly basis.

Program managed multiple workstreams under tight deadlines in a Agile environment. Gathered requirements, Implemented solutions, and drove workstreams to completion.

Volcker compliance Liaising with Business Unit Heads in Equities, FX, and Fixed Income desks to provide guidance and advice according to the global enterprise compliance program.

Managed Regulatory projects from inception to Go-Live. Projects included Volcker, Basel III, Dodd Frank (Title VII)

FX execution of ADR's

Implemented and streamlined the FAS 157/159 process from Front to Back.

Supported pricing models and provided clients with valuations

Managed a team focusing on servicing the daily clients trading needs