Neil Laughton

Neil Laughton Email and Phone Number

Head of Compliance @ Amber River East Anglia
Neil Laughton's Location
United Kingdom, United Kingdom
Neil Laughton's Contact Details

Neil Laughton personal email

n/a
About Neil Laughton

Neil Laughton is a Head of Compliance at Amber River East Anglia. He possess expertise in financial services, financial advisory, relationship management, mortgage lending, wealth management and 42 more skills. Colleagues describe him as "Neil has been a pleasure to work with, extremely diligent and passionate at all times." and "Great work ethic - dedicated to the goal of Be The Best - a sales coach, a T&C manager, Firm but Fair, a Gentleman, a mentor and a friend. I worked alongside Neil for several years and saw him quickly adapt to new challenges as his role changed. If you’re looking for someone who will dedicate their time to ensure you deliver - Neil is the man for you "

Neil Laughton's Current Company Details
Amber River East Anglia

Amber River East Anglia

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Head of Compliance
Neil Laughton Work Experience Details
  • Amber River East Anglia
    Head Of Compliance
    Amber River East Anglia Apr 2023 - Present
    East Anglia
  • Freelance
    Looking Forward To My Next Chapter
    Freelance Jul 2022 - May 2023
    As my maternity cover role comes to an end, I would like to thank the Board, Exec and all staff at Fitzdares for their support over the last year. Mat cover roles are not easy for the company, or the individual, but from day 1 I enjoyed total support and I would like to think that I will be remembered as a safe pair of hands having left Fitzdares ready, and prepared, for the industry challenges that lie ahead. See you in the Club soon! Excited for my next chapter, whatever that will… Show more As my maternity cover role comes to an end, I would like to thank the Board, Exec and all staff at Fitzdares for their support over the last year. Mat cover roles are not easy for the company, or the individual, but from day 1 I enjoyed total support and I would like to think that I will be remembered as a safe pair of hands having left Fitzdares ready, and prepared, for the industry challenges that lie ahead. See you in the Club soon! Excited for my next chapter, whatever that will be, but most importantly I am really looking forward to having some relaxing, quality time with my wonderful supportive wife and our ever growing family. Show less
  • Fitzdares
    Head Of Compliance And Mlro
    Fitzdares Jul 2021 - Jul 2022
  • Bgo Group
    Mlro
    Bgo Group Mar 2020 - Jun 2021
    Norwich, England, United Kingdom
  • Huntswood
    Contracting
    Huntswood Oct 2019 - Mar 2020
    Currently engaged by Huntswood working exclusively with a leading provider of advice, investments and wealth management. Utilising my experience to check/challenge internal controls
  • Succession Group Ltd
    Interim Head Of Compliance Operations
    Succession Group Ltd Aug 2018 - Apr 2019
  • Succession Advisory Services Ltd
    Head Of Compliance Services
    Succession Advisory Services Ltd Feb 2016 - Apr 2019
    Within my role as Head of Compliance Services I am responsible for:Conducting Due Diligence on firms that are being considered for acquisitionProviding Compliance/Regulatory support to member firms in the acquisition pipeline
  • Commercial Trust
    Head Of Compliance
    Commercial Trust May 2014 - Jan 2016
    Norwich, United Kingdom
  • Charles Derby Financial Services
    Head Of Supervision And Ifa
    Charles Derby Financial Services Sep 2012 - Jan 2016
    National
  • Banking
    Area Manager
    Banking Oct 2010 - Sep 2012
    East Anglia
    Leading teams in Barclays and HSBC to achieve results. Responsible for growth, recruitment, retention, compliance and risk. Working collaboratively with local and national stakeholders to deliver exceptional customer service.
  • Clear Consulting
    Owner
    Clear Consulting Mar 2009 - Oct 2010
    Drawing upon my experiences in Sales/Management/Best Practice/Recruitment/Compliance and Risk I offer bespoke solutions to individuals or firms on maximising revenue and reducing risk. Supervising circa 80 advisers under a large financial services network on a self employed contract basis and facilitating training and development workshops across East Anglia Essex and North London
  • Lexicon Mortgages And Investments
    National Sales And Business Development Director
    Lexicon Mortgages And Investments Mar 2004 - Mar 2009
    Managing and supervising a team of financial advisers. Recruitmet, retention, performance management.Fastest growing umbrella group under the network Personal Touch, 2nd place in 2008
  • Standard Life
    Sales Manager
    Standard Life Mar 2001 - Mar 2004
    Managing teams of financial advisers across Norfolk Suffolk Cambridgeshire and EssexAssisted with redesigning the recruitment and induction courses for Standard Life

Neil Laughton Skills

Financial Services Financial Advisory Relationship Management Mortgage Lending Wealth Management Pensions Retirement Strategic Financial Planning Wealth Income Protection Protection Retirement Planning Banking Investment Advisory Investments Inheritance Tax Planning Critical Illness Retail Banking Insurance Funding Wealth Management Services Business Development Loans Financial Risk Residential Mortgages Fixed Annuities Training Sales Recruiting Bonds Portfolio Management Team Management Financial Planners High Net Worth Individuals Savings Management Asset Allocation Mutual Funds Investment Strategies Asset Management Estate Planning Personal Finance Executive Sales Recruitment Leadership Supervisory Experience Regulatory Compliance Financial Planning

Frequently Asked Questions about Neil Laughton

What company does Neil Laughton work for?

Neil Laughton works for Amber River East Anglia

What is Neil Laughton's role at the current company?

Neil Laughton's current role is Head of Compliance.

What is Neil Laughton's email address?

Neil Laughton's email address is ne****@****res.com

What skills is Neil Laughton known for?

Neil Laughton has skills like Financial Services, Financial Advisory, Relationship Management, Mortgage Lending, Wealth Management, Pensions, Retirement, Strategic Financial Planning, Wealth, Income Protection, Protection, Retirement Planning.

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