Neil Tutton Email & Phone Number

London Area, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

Responsibilities:- Lead Business Analyst for client, product and organisational work streams (MIFID investor protection topics) with involvement in all other areas including transaction reporting, research and inducements and best execution.- Supporting Programme Manager with governance and control including preparation for Steering Committees- Interpretation of complex MiFID/MIFIR texts and transposing into clear operational requirements documents. - Running workshops to agree interpretation and impact with Compliance and Business stakeholders.- Gap analysis of current operational / compliance processes vs. MiFID requirements.- Keeping abreast of emerging local level guidance / consultations (UK and non-UK)- Business engagement to structure and initiate projects around requirements.- Initiation of PRIIPs project- scoping, gap analysis and design. Recruitment of project team.Achievements:- Project managed group response to FCA asset management market study against significant time / data constraints. - Produced detailed MiFID II gap analysis documentation vs. current state processes. Gained consensus of interpretation in several complex areas.- Active participation in MIFID / PRIIPs industry working groups.- Rolled out training and communication of MiFID II impacts to a wide range of business stakeholders. - Established PMO and governance structure- Scoped and initiated PRIIPs project- delivered detailed documented analysis, interpretation and impact assessment.

London, United Kingdom

Responsibilities;- Project Manager/Business Analyst hybrid role on a high profile AML integration and remediation project (Covering Money Laundering, Terrorist Financing and Sanctions). - Supported implementation of new client onboarding process (covering CDD/KYC and CRA) including implementation of a new AML/KYC Salesforce module. - Initially responsible for project planning, project governance structure and reporting cycle- ensuring Program Manager had timely updates from all project resources (including an external "big 4” consultant) - Supporting Program Manager with other work streams and deliverables as required (inc recruitment of other project resources). Engagement with COO (Project Sponsor) to provide regular updates on progress, risks and issues. - Project Managed and provided analysis for the Governance, Management Information and Transaction Monitoring work streams. - Engagement with third party administrators (IFDS) around project deliverables Achievements;- Produced current state assessment (“AML heat map”) vs. a detailed business segmentation - Managed a smooth handover between outgoing and incoming Money Laundering Reporting Officer (MLRO). (Inc. relevant FCA approvals) - Established a robust governance structure covering all global locations and lines of business. - Aligned policies and procedures to wider Enterprise AML framework (of new parent company) whist retaining relevance locally (inc local client onboarding requirements) - Produced current and target state process flows to establish Salesforce requirements.- Developed a transaction monitoring approach and implemented new transaction monitoring tools / processes- Implemented a firm wide Management Information System- including production of Salesforce reports.

London, United Kingdom

Responsibilities:- Project managing preparation for AIFMD (Alternative Investment Fund Management Directive).- Planning, facilitating and executing the delivery of the project- Management of project budget and resources (3 business analysts)- Leadership and guidance to the Project Team- Reporting to Senior Management at steering committee meetings and other forums- Identifying optimal legal structure- Managing gap analysis across compliance, risk, business development, front office and 3rd party suppliers.Achievements:- Interpreting a wide reaching piece of legislation and applying it a hugely complex business model- Managing and communicating with stakeholders at all levels of the organisation.- Ensuring flexibility of approach to accomodate strategic direction and increasing clarification of requirements

London, United Kingdom

Responsibilities:- CASS business analyst- responsible for client money compliance and reporting- Business analyst on a performance management system implementation (BiSAM B-One)Achievements:- Modelled, planned and helped to implement a £100 billion custody transition which resulted in a 97% reduction in the amount of client money the firm had responsibility for- Implemented CMAR (Client Money and Assets Return) reporting process against tight deadlines- Developed a new client money internal reconciliation process incorporating data from several 3rd parties and internal teams- Supported the business through an external CASS audit

London, United Kingdom

Responsibilities:- Managed internal projects and supported client initiated change agenda- HiPortfolio reporting and analysis- Client on boarding- Third party custodian relationship management- Managed a team of 4 other Business Analysts and their portfolio of projectsAchievements:- Delivered complex outsource provider switch (JPMorgan Asset Management move from Bank of New York Mellon to JP Morgan IOS)- On boarded several asset managers and hedge funds onto JPM IOS platform- Managed c85 custodian relationships during client on boarding- Devised and implemented a bespoke interest claims management system- Consistently exceeded objectives set during annual appraisal

Bournemouth, United Kingdom

Responsibilities: Back office transaction processing covering ADR’s, Equities, Fixed Income and Money Market trades. Timely and accurate processing of client trades and reconciliation of client accounts Compliance with existing procedures, processes and regulatory requirements

Epsom, Surrey

Responsibilities; Regular review and input into brand planning process Analysis of Toyota models vs. competitors Research into specific industry issues as required

Ba (Hons), Business Studies (Inc 12 Month Internship), 1St Class Honors

Activities and Societies:  Seminar Representative  Voluntary mentor for local young offender institute

4 A-Levels (Inc Maths And Business Studies)

10 Gcses (A*-B)