Neil Whitelaw Email & Phone Number

London

• Types of execution include Foreign Exchange, single stock execution, Pairs Trading, Rights Issues, Risk Arbitrage and Multi-Legged orders all of which may also include FX elements where needed• Futures execution• Ensuring that all client orders are executed as per the clients instructions in a timely manner to ensure they meet the firms best execution policies. • Maintaining relations with clients.• Monitor daily news flow and provide information on names in the Relative Value universe. Update Holding Company and Relative Value trade information for discussions with clients. • Ensure all trade bookings have been completed throughout the day.Daily & Monthly Management• Ensure that all ongoing training and courses have been completed and any new requirements are actioned as required.• Daily reconciliation of all booked trades and FX exposure.• Completion of monthly reports to senior management.• Monthly reconciliations.• Ensure all trades are settled in a timely manner.• Update and improve internal procedures and controls.

London

Responsible for the management of the centralised dealing desk including trading and reconciliation of all positions.• Trading of FX and Equity products• Maintaining current client relations and looking for new opportunities to service new clients.• Trading for internal sales staff.• Ensuring that all client orders are executed as per the clients instructions in a timely manner to ensure they meet the firms best execution policies. • Generating management reports.• Daily reconciliations for stock and cash• Commission and cost analysis

London

The equity trading desk specialised in relative value and special situation, risk arb trading for hedge funds and internal salespeople. Duties included:• Single stock cash equity execution• Pairs execution • Relative value equity trading• Risk Arb trading• Rights Issue trading• Forex trading• Daily reconciliations for stock and cash• Commission and cost analysis

London

• Single stock cash equity execution• Pairs cash equity trading• Forex trading

London

• Managing the cash reconciliation team.• Ensuring all daily reconciliations are completed in timely manner.• Working to strict time frames for valuations to be completed.• Working with fund managers and other teams to ensure exceptions were resolved correctly.• Ensuring compliance with regulations and company policies.• Staff training, evaluation, appraisals• Cross training staff• Producing weekly and monthly KPI’s

Paris

• Providing trade support to the cash equity desk.• Trading on European exchanges.• FX trading.

London

• Supervising a team covering (Cash reconciliations / Nostro reconciliations / Margin account reconciliations / Stock reconciliations).• Ensuring compliance with regulations and company policies.• Staff training, evaluation, appraisals• Producing monthly KPI’s

• FX Treasury – Daily forex trading and sweeping client accounts to base currencies.• Reconciliation – Daily Cash and Stock reconciliations.• Reconciliation Specialist – Project clearing historic reconciliation breaks.