Neisha S. Email & Phone Number

London, England, United Kingdom

London, England, United Kingdom

London, United Kingdom

Canary Wharf

Key duties of this role include: • Responsible for performing day to day AML processes, including enhanced client Due Diligence and Adverse Media & PEPs Screening. • Day to day oversight of processing quality and timeliness in Bangalore, seeking appropriate information from local management. • Escalation point for unresolved issues for London and Bangalore TA team. • Liaising with compliance team when dealing with PEP and sanction alerts. • FATCA & CRS processing – ensuring client details are up dated and requesting correct documentation from clients. • Maintaining a close working relationship with other areas, such as Dealing, Settlements and other internal areas. • Fulfilling additional, relevant, tasks appropriate to the role and business requirements

London, United Kingdom

Key duties of this role include: • Working closely with the MLRO on a highly confidential project relating to drafting new and updating current policies and procedures. • Solely responsible for Reviewing Russian sanctions • Politically exposed Persons screen matches and KYC requests • Investigating suspected Fraud and suspicious activity • Writing Suspicious Activity Reports (SAR) for the MLRO • Assessing Institutional clients file for adequate due diligence for the MLRO reporting • Attending weekly Compliance team meetings for awareness and updates • Drafting and submitting applications for Approved persons for FCA • Dealing with ad hoc financial crime queries to areas within the business • Authorising floor access within Legal & General to external and internal individuals

Education record

Bachelor'S Degree, Economics