Corporate and Company Secretarial consultancy services provided while acting as Company Secretary for various ASX listed clients and unlisted clients including:Company Secretarial:ASX Compliance – advice on ASX Listing Rule requirements, preparation of ASX announcements, Quarterly, Half Yearly and Annual reporting, attendance to ASX queries and meetings with ASX staff. ASIC Compliance – advice on Corporations Law requirements, preparation of ASIC lodgements, attendance to ASIC enquiries and audits, PPSA registrations and maintenance.Shareholders – co-ordination of General Meetings, preparation of Notice of Meetings and Explanatory Memorandum, preparation of minutes, liaison with share registry and mailing house.Board – liaise with board members regarding board meetings, preparation of board papers, preparation of minutes, circular resolutions, disclosure of directors’ interests, corporate governance.Corporate:Deal Structuring – attendance at meetings to negotiate agreements, liaison with solicitors regarding documentation (Heads of Agreements etc).Documentation – preparation of prospectuses and other disclosure documents, information memorandum, scheme of arrangement documents and takeover documentation. Liaison with solicitors, ASIC and ASX regarding lodgement of documents.Due Diligence – co-ordination of due diligence committees and meetings, preparation of due diligence files, liaison with solicitors regarding legal due diligence.Capital Raising – preparation of marketing presentations for capital raising, co-ordination of road-show appointments with investors, preparation of Application Forms, liaison with investors regarding commitments, liaison with ASX and share registry regarding allotment and quotation of new shares.

Full service stockbroking and financial services firm.Role involved all aspects of corporate transactions including:• Identification of transaction opportunities.• Detailed financial modelling and transaction analysis.• Determining pricing parameters.• Advising and facilitating negotiations.• Ongoing corporate advice to clients.• Marketing of transactions to institutions and shareholders.• Co-ordination of marketing road-shows.• Due diligence.Transactions included IPO’s, takeovers, schemes of arrangement, rights issues, venture capital raisings and placements.