Nicholas Bernardy Email & Phone Number

Vancouver, Washington, United States

San Diego, California, United States

• At Charles Schwab, I served as a manager responsible for directing a team in orchestrating intricate conversion projects, guaranteeing efficient workflow and timely delivery of assets worth billions across numerous.
• Oversaw $2B in client assets across 68 firms at Charles Schwab.
• Coordinated with sales and internal/external partners to execute conversion projects, ensuring timely delivery through robust communication and change management.
• Managed data transitions for transferring investment advisors’ books of business from TD Ameritrade to Charles Schwab.
• Oversaw the transfer of investment advisors' books of business from TD Ameritrade to Charles Schwab, ensuring a smooth data transition.
• Served as the main liaison for stakeholders throughout the TD Ameritrade/Charles Schwab merger, promoting effective communication between advisors, project managers, consultants, and other key departments.

San Diego, California, United States

San Diego, California, United States

• In my role as a Senior Product Specialist at TD Ameritrade, I led the daily operations to seamlessly integrate client profiles and assets into the IRebal Portfolio Management system across various platforms and.
• Collaborated closely with team members to ensure seamless importation of client profiles and assets into the IRebal Portfolio Management system across various platforms and applications.
• Analyzed complex data sets to discern trends, patterns, and insights, utilizing modeling data to forecast future market movements and optimize portfolio growth.
• Conducted weekly billing reconciliation for Blackrock and State Street Model providers, employing Excel for meticulous cross-referencing to identify and rectify errors. Collaborated with upper management to implement.
• Offered specialized knowledge to advisors regarding portfolio concerns for prestigious clients, managing assets valued at millions of dollars.
• Specialized in resolving intricate problems, strategically escalating issues or risks, and meticulously monitoring progress towards resolving complex portfolio management and technical challenges.

San Diego, California, United States

• As a Relationship Manager at TD Ameritrade, I played a pivotal role in driving our industry-leading service culture, supporting independent Registered Investment Advisors (RIAs) and their clients. Responsible for.
• Managing the daily needs of over 20 dedicated firms, overseeing conversions, trades, money movements, and client correspondence to ensure seamless operations and client satisfaction.
• Analyzing and interpreting complex data sets using Tableau and Excel to identify trends, patterns, and insights, enabling strategic decision-making and process optimization.
• Advising and streamlining efficiencies for advisors, enhancing firm retention, and fostering future growth for the company.
• Handling incoming advisor and client phone calls, providing operational expertise, sharing industry and organizational best practices, and resolving service issues promptly and effectively.
• Acting as a liaison between internal support teams—including Sales, Risk Management, Trading, Retirement Accounts, and Technology—and advisors and clients to facilitate smooth communication and collaboration.

San Diego, California, United States

• As a Junior Accountant at Del Mar Fairgrounds, I maintained accounts receivable, documented cash receipts, and supported financial statement preparation. Key responsibilities included:
• Managing accounts receivable and documenting cash receipts and supporting documentation.
• Updating daily cash reports and records using accounting software.
• Analyzing financial statements for end-of-day reporting.
• Performing various administrative tasks such as filing financial documents, managing invoices, and organizing financial records.

San Diego, California, United States

• As a Financial Representative at Towers Watson, I guided client plan participants through the enrollment process and facilitating updates to their health care and or pension plans. My responsibilities included.
• Assisting plan participants with enrolling in and updating health care and pension plans, ensuring understanding and satisfaction.
• Responding to client inquiries via phone, providing updates and information promptly and accurately.
• Serving as a liaison between internal support teams and clients, facilitating smooth communication and resolution of any issues or concerns.
• Educating clients on the various services and procedures offered by Towers Watson, empowering them to make informed decisions their plans.

Master Of Business Administration - Mba, Business Administration And Management, General

Bachelors, Finance, General

Activities and Societies: General Studies Soccer Saint Vincent De Paul Volunteer