Nicholas Dalmaso work email
- Valid
- Valid
- Valid
- Valid
- Valid
- Valid
- Valid
- Valid
Nicholas Dalmaso personal email
Nicholas Dalmaso phone numbers
Nick is an accomplished Senior Executive and Legal Professional with more than 25 years of success spanning financial services, investments, banking, and fintech. His broad areas of expertise include corporate governance, regulatory compliance, litigation, asset and investment management, business development, strategy, and securities law.Throughout his executive career, he has held leadership positions with Van Kampen Investments, M1 Holdings, Destra Capital Management, Claymore Group, and Nuveen Investments.Nick holds a JD from the Illinois Institute of Technology and a Bachelor’s in Economics & Political Science from the University of Illinois at Urbana-Champaign.
-
Founder And Managing DirectorSound Capital Solutions Sep 2021 - Present -
General CounselEquitybee Oct 2022 - Oct 2023
-
Cco And General CounselM1 Finance 2014 - Dec 2021Chicago, Illinois, UsWorked with millennial CEO from inception to build automated online investment platform. Responsible for establishing and maintaining corporate entities and operational subsidiaries which include a SEC registered investment advisor and FINRA regulated broker dealer. -
Co Chairman, President And General CounselDestra Capital 2010 - 2014Bozeman, Montana, UsBuilt an investment advisory firm and registered broker dealer. Acquired all necessary regulatory approvals and hired and supervised all compliance and administrative personnel. Launched the sales and marketing efforts of all products -
Co-Founder General Counsel And Chief Administrative OfficerClaymore Securities 2001 - 2008Provided third party distribution and financial solutions to advisors and their clients in the United States and Canada. Became an early and leading provider of innovative products including exchange traded funds (ETFs), closed-end investment companies, mutual funds and unit investment trusts and provided supervision, management, servicing, and distribution on over $20B in assets.Developed and implemented a business plan for a privately held financial services company that specialized in the creation of unique investment solutions as well as investment banking and advisory services. Active in the sales, development and marketing efforts of all products. Grew organization to over 200 professionals and revenue in excess of $90M. -
Assistant General CounselNuveen 1999 - 2001New York, Ny, UsProvided legal counsel to the Board of Trustees and senior management on investment company matters and Nuveen’s Senior Loan Asset Management Group. Assistant Secretary to all of Nuveen’s mutual funds and closed end investment companies. Involved extensively in new product offerings. Prepared materials for Board of Trustees Meetings, drafted and maintained registration and proxy statements for the funds. Responded to comments on disclosure documents from federal regulators, outside counsel and auditors. Reviewed advertising, sales literature, shareholder reports and communications. Implemented firm-wide process to address distressed credit situations and assisted in a variety of investment advisor matters. -
Vice President And Assistant General CounselVan Kampan Investments / Morgan Stanley 1992 - 1999Assistant Secretary to all of Van Kampen’s open end and closed end investment companies. Manager of the Investment Company/Asset Management Group. Provided legal counsel to senior management on Investment Company Act matters, including new product offerings. Prepared materials for Board of Trustee meetings, drafted and maintained registration statements. Responded to comments on disclosure documents from federal regulators, outside counsel and auditors. Prepared new registration statements for open end investment companies in response to the SEC’s Plain English and disclosure reform initiatives. Reviewed advertising, sales literature, shareholder reports and communications. Prepared shareholder solicitation materials including fund mergers, annual meetings and tender offers.
Nicholas Dalmaso Skills
Nicholas Dalmaso Education Details
-
Chicago-Kent College Of Law, Illinois Institute Of TechnologyAnd Securities Law -
University Of Illinois Urbana-ChampaignEconomics And Political Science
-
Maine Township High School East
Frequently Asked Questions about Nicholas Dalmaso
What company does Nicholas Dalmaso work for?
Nicholas Dalmaso works for Sound Capital Solutions
What is Nicholas Dalmaso's role at the current company?
Nicholas Dalmaso's current role is General Counsel.
What is Nicholas Dalmaso's email address?
Nicholas Dalmaso's email address is n.****@****nce.com
What is Nicholas Dalmaso's direct phone number?
Nicholas Dalmaso's direct phone number is +163084*****
What schools did Nicholas Dalmaso attend?
Nicholas Dalmaso attended Chicago-Kent College Of Law, Illinois Institute Of Technology, University Of Illinois Urbana-Champaign, Maine Township High School East.
What skills is Nicholas Dalmaso known for?
Nicholas Dalmaso has skills like Asset Management, Securities, Securities Regulation, Leadership, Equities, Investments, Mutual Funds, Fixed Income, Business Development, Corporate Governance, Investment Management, Strategic Leadership.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial