Nicholas Wilcox

Nicholas Wilcox Email and Phone Number

Vice President, Technology Standards and Controls Office @ Fidelity Investments
Chapel Hill, NC, US
Nicholas Wilcox's Location
Raleigh-Durham-Chapel Hill Area, United States, United States
Nicholas Wilcox's Contact Details

Nicholas Wilcox work email

Nicholas Wilcox personal email

About Nicholas Wilcox

Effectively generate support and buy-in from business partners across the organization to collaboratively solve complex issues and achieve organizational goals. Reputation for innovation and problem solving. Analytical problem solver who can identify and implement program improvements that drive scale, efficiency, and impact. Recruit and develop high-performing global teams that deliver value to stakeholders. Able to seamlessly move between business and technology teams. Persuasive public speaker capable of communicating complex material in a simplified manner.

Nicholas Wilcox's Current Company Details
Fidelity Investments

Fidelity Investments

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Vice President, Technology Standards and Controls Office
Chapel Hill, NC, US
Website:
fidelity.com
Employees:
83148
Company email:
Johrenk7@gmail.com
Nicholas Wilcox Work Experience Details
  • Fidelity Investments
    Vice President, Technology Standards And Controls Office
    Fidelity Investments
    Chapel Hill, Nc, Us
  • Fidelity Investments
    Vice President, Architecture And Engineering Strategy And Operations
    Fidelity Investments Jan 2024 - Present
    Boston, Ma, Us
  • Fidelity Investments
    Vice President, Platform Operations And Program Enablement
    Fidelity Investments Apr 2022 - Jan 2024
    Boston, Ma, Us
    Focused on developing the strategy and architecture to move Fidelity to a platform-centric composable development organization. Working across the Personal Investments Technology leadership team to make the domain more efficient, reduce risk, and strengthen compliance.
  • Fidelity Investments
    Vice President, Risk Analytics & Automation
    Fidelity Investments Apr 2019 - May 2022
    Boston, Ma, Us
    Reinvigorated, refocused, and expanded data analytics and data science engagement with IT and operational risk teams within a newly consolidated risk function covering all business unit risk teams and all business lines. Educated risk leaders on ways data analytics and data science can be used to proactively identify risk and improve business outcomes. Responsible for scaling robotic process automation capabilities for the Risk and Compliance functions. Automated operational and technology controls testing.
  • Fidelity Investments
    Compliance Data Analytics Leader
    Fidelity Investments Oct 2016 - Apr 2019
    Boston, Ma, Us
    Led a team of data scientists, analysts, and engineers who partner with compliance and risk professionals across Fidelity to assess risk, test controls, and develop data driven solutions that drive scale, increase efficiency, and improve program effectiveness. Served as a technology incubator to rapidly prototype and deploy solutions that improve compliance processes, surveillance, and controls. Designed supervised and unsupervised machine learning solutions for compliance surveillance programs.
  • Fidelity Investments
    Director - Compliance Strategy, Planning And Reporting
    Fidelity Investments Jun 2014 - Oct 2016
    Boston, Ma, Us
    Partnered with business unit Chief Compliance Officers and senior compliance leaders to develop and execute compliance strategies. Responsible for central compliance multi-year planning and budget adherence. Delivered comprehensive reporting on compliance program health. Worked with compliance leaders and influencers to drive scale and efficiency within business processes. Introduced data analytics tools, techniques, and methodologies to compliance teams across the firm.
  • Fidelity Investments
    Risk And Compliance Program Manager
    Fidelity Investments Jan 2013 - Jul 2015
    Boston, Ma, Us
    Effectively synthesized and simplified data on risk and compliance matters for reporting to senior management. Manage the production of key Risk & Compliance reports containing critical information to aid senior management decision making. Partner with business units to collect critical data and metrics, perform detailed analysis, draw connections and themes across the organization and report the results to Senior Management. Managed cross-Fidelity reporting projects.
  • Fidelity Investments
    Senior Compliance Advisor
    Fidelity Investments Aug 2011 - Jan 2013
    Boston, Ma, Us
    Responsible for analyzing customer and representative activity for compliance with internal policies, exchange rules, and securities law. Advised branch and phone channel management on how to properly address compliance findings to demonstrate proper supervision and reduce overall risk to the firm. Consulted with branch/phone senior management, legal, and human resources on how to handle violations of firm, exchange and/or regulatory rules.
  • Fidelity Investments
    Multiple Distribution Channel Roles
    Fidelity Investments Apr 2005 - Aug 2011
    Boston, Ma, Us

Nicholas Wilcox Skills

Risk Management Certified Financial Planner Compliance Financial Reporting Vendor Management Executive Reporting Obiee Business Continuity Planning Financial Services Portfolio Management Relationship Management Retirement Planning Wealth Management Services Process Improvement Asset Allocation Derivatives Mutual Funds Employee Benefits Series 6 Investment Advisory Series 7 Strategy Fixed Annuities Hedge Funds Etfs Alternative Investments Series 65 Bloomberg Equities Strategic Financial Planning Series 24 Securities Financial Planners Business Continuity Asset Management Retirement Capital Markets Pensions Investments Fixed Income Financial Advisory Bonds Financial Risk Investment Strategies High Net Worth Individuals Retirement Plan Consulting Trading Finance 401k Insurance

Nicholas Wilcox Education Details

  • University Of Florida
    University Of Florida
    International Economics

Frequently Asked Questions about Nicholas Wilcox

What company does Nicholas Wilcox work for?

Nicholas Wilcox works for Fidelity Investments

What is Nicholas Wilcox's role at the current company?

Nicholas Wilcox's current role is Vice President, Technology Standards and Controls Office.

What is Nicholas Wilcox's email address?

Nicholas Wilcox's email address is nm****@****hoo.com

What schools did Nicholas Wilcox attend?

Nicholas Wilcox attended University Of Florida.

What skills is Nicholas Wilcox known for?

Nicholas Wilcox has skills like Risk Management, Certified Financial Planner, Compliance, Financial Reporting, Vendor Management, Executive Reporting, Obiee, Business Continuity Planning, Financial Services, Portfolio Management, Relationship Management, Retirement Planning.

Who are Nicholas Wilcox's colleagues?

Nicholas Wilcox's colleagues are Damon Glenn, Madhu Malisetty, Devin Bomba, Allison Barnes, Abigail Rankin, Ramya Raghavan, Aditya Natekar.

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