Nicholas Lee Email & Phone Number

Saint Paul, Mn, Us

Minneapolis, Minnesota, United States

Minneapolis, Minnesota, United States

Greater Minneapolis-St. Paul Area

• Responsible for operational support and processing for various types of security trades including alternative investments, foreign and/or domestic debt and equity securities, derivatives, foreign currency, and mutual funds.• Maintains high levels of customer expectations with both internal and external clients, while monitoring and processing daily trade activity consistent with U.S. Bank policies.• Prompt research of failed trades to ensure timely delivery or receipt of trade.• Supports internal operational teams with knowledge of trade activity, failed trades, and overdraft situations.• Consistent adherence to strict internal guidelines to mitigate processing errors, and trade order errors as these may result in a monetary risk and/or reputation risk to the bank.

Greater Minneapolis-St. Paul Area

• Managed $1M+ fund by guiding and training team of 12 research analysts, preparing monthly macroeconomic reports and portfolio updates, and regularly connecting with fund administration• Collaborated with other functional positions such as relationship managers, marketing, and operations and risk managers to streamline diversified fund advancement• Utilized FactSet and Morningstar to collaborate with team of research analysts on background research of possible additions to fund

Minneapolis, Minnesota, United States

• Performed enterprise financial crime case investigation through quality control measures and Actimize software to minimize money laundering• Provided validation of management resolutions for moderate and low risk Corporate Audit Services issues using Archer database• Created reports on a variety of credit statistics while gaining strong acumen and experience in credit risk’s continual cycle of control review, testing, and implementation • Utilized Spanish to translate documents from Elavon Mexico merchants to assist with business line review of controls and exposure sizes