Lead multiple client account teams providing compliance and risk management recommendations, policy development, compliance testing, regulatory troubleshooting and general consulting to SEC-registered investment advisers. Guided clients through regulatory examination process, which included: responding to requests and inquiries from SEC exam staff, drafting responses and advising on changes to registered advisers' compliance programs.Oversaw the development of model policy and procedure templates and the implementation of compliance programs for dozens of adviser clients. Managed the company knowledge base and monitor regulatory developments including rulemakings, Commission Staff interpretations and other SEC / Division of Examination guidance on behalf of Adviser clients.

Provide compliance administration advice and guidance to SEC-registered investment advisers.

Led the policy and compliance effort for the North Carolina Retirement Systems, the tenth largest public pension fund in the country which provides retirement benefits and savings for more than 900,000 North Carolinians, including teachers, public employees, firefighters, and law enforcement officers.As a compliance officer, I advised senior leadership on policy development, engaged with legal counsel to respond to legal challenges arising out of agency actions, and led a team of compliance professionals in crafting and implementing policies to ensure compliance with state and federal law governing North Carolina's defined benefit pension plans.

- Coordinated and led constituent response protocols and managed office's constituent services.- Oversaw Treasurer’s involvement on State Boards of Education and Community Colleges.- Assisted with communication to over 820,000 state retirees and North Carolina citizens impacted by the Office’s outreach efforts.