• Implementation of business strategy for EMEA Equities Distribution in respect of increasing market share through review and analysis of client data, internal metrics, revenue and McLagan data• Provided support to the Sales, Trading and Research teams to drive the commerciality of the EMEA equities platform, and to meet regulatory requirements under MiFID II• Member of Client Strategy team who oversaw Broker Votes / Feedback, Account Management Meetings and Action Items to maximise profitability in conjunction with analysis of McLagan data.• Worked with senior management to tailor reports to enable sales and management teams to make informed decisions on client relationships and business momentum.• Worked with Research, Finance and Operations to monitor, manage and report on Research consumption and associated allocation of MiFID Research payments, CSA retentions and hard dollar payments• Expert knowledge on technical aspects of unbundling, associated trading and commission accrual mechanisms• Responsible for day to day management of all operational aspects for BofAML’s Commission Management platform including responsibility for Operations teams in Ireland and India

• Contracted to provide support to Head of EMEA, Global Commission Management (GCM) and senior management, Global Equities Group, across all aspects of BofAML’s Commission Management platform• Worked with Equities senior management to review execution rates of active accounts ahead of MiFID II implementation and provide regular reports and status updates as well as liaising with clients and BofAML’s trading desk to agree execution rates as part of broader unbundling strategy• Managed incoming research payments and provided regular reports to specialist sales team and senior management regarding fee levels and payment trends• Provided historical research payment data and analysis to research pricing team to assist their preparation for MiFID II research pricing discussions with clients• Participated in working group with BofAML Finance department and GCM back office to review research payment accrual processes and associated reports as part of MiFID II preparation

Marex Spectron’s Independent Research Services is a unique, consultancy-based intermediary focused on providing institutional clients with access to the very best and most relevant independent research and analysis, across all asset classes and regions.The team access a global network of over 700 Independent Research Providers (IRPs), and has developed the skills to source and manage the provision of independent research services, from bespoke single projects to more complex fully operational research frameworks. Independent research is typically a much more segmented and tailored product. MIRS offers a fully neutral and transparent advisory service, avoiding the conflicts of interest inherent in the traditional research model.The team is able to offer advice relating to the new obligations incumbent on institutional fund managers under MiFID II - particularly in the areas of research assessment and valuation, budgeting and facilitation of funding mechanisms into RPAs.

Marex Spectron’s Independent Research Services is a unique, consultancy-based intermediary focused on providing institutional clients with access to the very best and most relevant independent research and analysis, across all asset classes and regions.The team access a global network of over 400 Independent Research Providers (IRPs), and has developed the skills to source and manage the provision of independent research services, from bespoke single projects to more complex fully operational research frameworks. Independent research is typically a much more segmented and tailored product. MIRS offers a fully neutral and transparent advisory service, avoiding the conflicts of interest inherent in the traditional research model.This model is complemented by a best in class execution capability via an extensive and experienced trading desk offering a fully comprehensive range of equity trading solutions, as well as rapid and anonymous access to liquidity, to facilitate a funding mechanism via CSA.Additionally, Marex provides CSA Management and Aggregation services.