Compliance Field Manager
Current
Aug 2015 - Present
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Nick L. Email & Phone Number
Compliance Field Manager at Simplybiz
at
SimplyBiz Group
LinkedIn matched
✓ Verified July 2026
2 data sources
Profile completeness 71%
Current company
Role
Compliance Field Manager at Simplybiz
Location
Wakefield, England, United Kingdom
Company size
Who is Nick L.? Overview
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Quick answer
Nick L. is listed as Compliance Field Manager at Simplybiz at SimplyBiz Group, a with 161 employees, based in Wakefield, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for Nick L..
Nick L. previously worked as Compliance Field Manager at Simplybiz Group and Oversight Manager at Sesame Bankhall Group.
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Email format at SimplyBiz Group
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SimplyBiz Group
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Profile bio
About Nick L.
Nick L. is a Compliance Field Manager at Simplybiz at SimplyBiz Group.
Current workplace
Nick L.'s current company
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Simplybiz Group
5 roles
Nick L. work experience
A career timeline built from the work history available for this profile.
Oversight Manager
• Deliver core audit support to firms in the Network across all permissions • Conduct competence assessments for new advisers and ongoing assessment for existing advisers• Provide a risk based assessment of Network Appointed Representatives (ARs) on their oversight of advisers within their firms and associated systems and controls• Work with other functions in the Network to identify AR and Regulated Individuals (RI) risks and take steps to mitigate them• Support Training & Development Managers to agree and facilitate the development needs of ARs/RIs to ensure they remain competent• Provide trend analysis reports identifying root cause and recommend remedial actions both in respect of AR/RI development and to mitigate customer detriment
Aug 2013 - Jul 2015
Network Supervisor
• Deliver core services and visit program to customers of the Sesame Network. • Promote the benefits of Sesame propositions and services• Produce reports detailing findings, recommendations and corrective action• Communicating to members the importance of Treating Customers Fairly (TCF), identifying opportunities within the firm to develop TCF and agreeing a SMART plan to address these. • Organising, hosting and presenting at practitioner forums • Lead supervisor for one of Sesame’s largest key account firms• Responsible for coaching and supervising ‘not yet competent advisers/ competent advisers’
Jan 2008 - Jul 2013
Senior Complaints Handler
Apr 2003 - Jan 2008
Business Assessment Adviser And Licensed Network Supervisor
Mar 2000 - Apr 2003
Team & coworkers
Colleagues at SimplyBiz Group
Other employees you can reach at simplybizgroup.co.uk. View company contacts for 161 employees →
RL
Rebecca Lockwood
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
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MO
Michael Odonnell
Colleague at Simplybiz GroupUnited Kingdom
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LT
Laura Todd
Colleague at Simplybiz GroupHalifax, England, United Kingdom
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CH
Chris Hemmings
Colleague at Simplybiz GroupGresford, Wales, United Kingdom
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PM
Philip Miller
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
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AH
Adele Hornsby
Colleague at Simplybiz GroupSowerby Bridge, England, United Kingdom
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DG
Daniel Gage
Colleague at Simplybiz GroupManchester, England, United Kingdom
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JG
James Gibson
Colleague at Simplybiz GroupSheffield, England, United Kingdom
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JC
James Chapman
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
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PA
Paul Adams
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
View →
Rebecca Lockwood
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
View →
MO
Michael Odonnell
Colleague at Simplybiz GroupUnited Kingdom
View →
LT
Laura Todd
Colleague at Simplybiz GroupHalifax, England, United Kingdom
View →
CH
Chris Hemmings
Colleague at Simplybiz GroupGresford, Wales, United Kingdom
View →
PM
Philip Miller
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
View →
AH
Adele Hornsby
Colleague at Simplybiz GroupSowerby Bridge, England, United Kingdom
View →
DG
Daniel Gage
Colleague at Simplybiz GroupManchester, England, United Kingdom
View →
JG
James Gibson
Colleague at Simplybiz GroupSheffield, England, United Kingdom
View →
JC
James Chapman
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
View →
PA
Paul Adams
Colleague at Simplybiz GroupHuddersfield, England, United Kingdom
View →
FAQ
Frequently asked questions about Nick L.
Quick answers generated from the profile data available on this page.
What company does Nick L. work for?
Nick L. works for SimplyBiz Group.
What is Nick L.'s role at SimplyBiz Group?
Nick L. is listed as Compliance Field Manager at Simplybiz at SimplyBiz Group.
Where is Nick L. based?
Nick L. is based in Wakefield, England, United Kingdom while working with SimplyBiz Group.
What companies has Nick L. worked for?
Nick L. has worked for Simplybiz Group and Sesame Bankhall Group.
Who are Nick L.'s colleagues at SimplyBiz Group?
Nick L.'s colleagues at SimplyBiz Group include Rebecca Lockwood, Michael Odonnell, Laura Todd, Chris Hemmings, and Philip Miller.
How can I contact Nick L.?
You can use AeroLeads to view verified contact signals for Nick L. at SimplyBiz Group, including work email, phone, and LinkedIn data when available.
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