Nick Ruffcorn Email & Phone Number

United States

United States

Westlake, Texas, Us

Manager within the SOX Compliance Office group providing comfort over IT risks through the evaluation and testing of internal controls and engagement of company stakeholders.Led the evaluation of one time projects over the implementation of new systems to Schwab's environment, the evaluation and resolution of issues identified through testing, and testing sprints for the SCO's IT team and the reporting of results to key stakeholders.

Westlake, Texas, Us

Part of the SOX Compliance Organization group providing comfort over IT risks through evaluation and testing of internal controls and engagement of company stakeholders.Assisted with the completion of Schwab's SOX audit over IT controls through assessing IT risks to the Schwab environment, holding walkthroughs with key personnel in order to understand company processes, testing over internal controls, and reporting results to key stakeholders within the organization.

New York, Ny, Us

Part of the Governance, Risk, and Compliance group focusing on SAP projects. Provide support on IT audits through evaluation and testing of internal controls and engagement with various stakeholders. Manage 2 junior associates and an India-based team in ensuring timely completion of deliverables for internal audits.Guided SAP work including assessment of the company’s SAP S/4HANA implementation, providing observations and recommendations around project management, internal controls and risk coverage, SAP security, and data conversion. Assisted in optimizing multiple SAP environments in key areas such as internal roles and automation of controls. Developed proficiency in Alteryx, Power BI, SAP Automation, S/4, and GRC.

Boulder, Colorado, Us

Worked alongside professor to support 40 students in the undergraduate Business Statistics course. Held office hours in-person and virtually to aid students in reviewing course material, assignments, quiz results, and general course preparation. Assisted with basic software and technical troubleshooting.

New York, Ny, Us

Selected to participated in the Summer internship and training program shadowing senior associates on management consulting projects. Completed onboarding and training programs exploring the financial services industry and internal firm operations, including technology, industry advancements, competitive research, and KPMG service offerings. Participated in digital networking events to build connections, relationships, and interact with team members across the firm, from associates up through senior partners. Attended internal and industry-focused presentations examining the current economic climate and projected impact from COVID-19.

Stamford, Connecticut, Us

Compiled business reports and analyses for a ship brokerage firm specializing in the energy market. Created monthly sales and usage reports to brief vessel brokerage managers. Analyzed alternate destinations for situations that required re-routing of vessels and conducted market research to support hiring projections.

Bs, Business Administration / Finance & Accounting (Dual Major)

Bachelor’S Coursework In Business Administration & Accounting