Nick Woolard Email and Phone Number
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Nick Woolard is a Practice and Compliance Manager at Simcocks Advocates Limited at Simcocks Advocates. He possess expertise in compliance, investments, investment management, corporate governance, banking and 8 more skills. Colleagues describe him as "Nick struck me as a conscientious and thoughtful person during the brief time I worked with him at RSH. He also has an eye for detail - an essential trait in a compliance officer." and "Nick is a consumate professional. The work completed by Nick was always to a high standard with a constant stream of ideas forthcoming to improve systems and processes. It was a pleasure to work with him."
Simcocks Advocates
View- Website:
- simcocks.com
- Employees:
- 27
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Practice And Compliance ManagerSimcocks Advocates Feb 2015 - PresentDouglas, Isle Of ManResponsible for the organisation of the business including regulatory compliance, professional standards and risk management.
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Compliance Officer (Part-Time)Simcocks Advocates Feb 2014 - Feb 2015Douglas, Isle Of ManI provide quality assurance to this long established law practice.
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Non-Executive DirectorAdams Plc Mar 2013 - Present
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Adjudicator (Fixed Term Appointment)Isle Of Man Office Of Fair Trading Financial Services Ombudsman Scheme Mar 2012 - Mar 2014Douglas, Isle Of ManThe Ombudsman Scheme is a free, independent dispute resolution service for customers with a complaint against an Isle of Man financial firm such as a bank, insurance company or financial adviser which the firm has been unable to resolve. It became fully operational in January 2002. The role and powers of the Scheme are established in Schedule 4 of the Financial Services Act 2008. http://www.gov.im/oft/ombudsman/welcome.xml
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Fatca Project Officer (6 Month Contract; Part-Time)Equiom Group Limited Jul 2013 - Dec 2013Douglas, Isle Of ManI was responsible for planning how the Group would respond to the challenges posed by legislation expected to come into force in all three territories in which Equiom operates. Working closely with client-facing colleagues as well as support staff was an important part of the role to ensure the business was ready to respond to regulations and guidance from the relevant authorities. I also oversaw the Manx and Jersey disclosure facility operation. Due to the further delay in FATCA implementation (by the US) I wrote the compliance manual and monitoring programme for the business, in addition to reviewing client files for compliance with regulations and company procedures.
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Non-Executive DirectorPort Erin Biopharma Investments Limited May 2011 - Apr 2013Non-executive director; member of audit committee.
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DirectorAthol Gold And Value Limited Jan 2012 - Jul 2012Non-executive director.
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Independent Compliance ConsultantRivington Street Holdings Plc Jun 2011 - Aug 2011Compliance officer for T1ps Investment Management (IOM) Limited and Rivington Street Stockbrokers Limited
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Group Compliance OfficerRivington Street Holdings Plc May 2010 - May 2011Compliance Oversight Function (CF10) for three subsidiaries authorised and regulated by the FSA.Director of and Compliance Officer for two Manx based subsidiaries.Director of telesales subsidiary.Director of acquisitions vehicle.
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Compliance OfficerFedelta Trust Limited Apr 2007 - Apr 2010
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Head Of Processing And AdministrationBarclays Private Clients International Limited 2004 - 2007Douglas, Isle Of ManManaged a team of staff supporting tens of International Investment Managers in the British Isles, South Africa, Kenya and elsewhere. Audited investment files for compliance with policies and local regulations.
Nick Woolard Skills
Nick Woolard Education Details
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Sevenoaks School
Frequently Asked Questions about Nick Woolard
What company does Nick Woolard work for?
Nick Woolard works for Simcocks Advocates
What is Nick Woolard's role at the current company?
Nick Woolard's current role is Practice and Compliance Manager at Simcocks Advocates Limited.
What is Nick Woolard's email address?
Nick Woolard's email address is nw****@****cks.com
What schools did Nick Woolard attend?
Nick Woolard attended Sevenoaks School.
What skills is Nick Woolard known for?
Nick Woolard has skills like Compliance, Investments, Investment Management, Corporate Governance, Banking, Management, Financial Services, Aml, Corporate Finance, Mutual Funds, Due Diligence, Financial Markets.
Who are Nick Woolard's colleagues?
Nick Woolard's colleagues are Kevin O'loughlin, Claire Belcher-Smith, Michael Miles, Julie Moore, Gerry Mckenna, Alex Spencer, Robert Braide.
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