Practice And Compliance Manager
CurrentResponsible for the organisation of the business including regulatory compliance, professional standards and risk management.
Feb 2015 - Present
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Nick Woolard Email & Phone Number
Practice and Compliance Manager
at
Simcocks Advocates
1 work email found
@simcocks.com
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✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Practice and Compliance Manager
Location
Isle of Man
Company size
Who is Nick Woolard? Overview
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Quick answer
Nick Woolard is listed as Practice and Compliance Manager at Simcocks Advocates, a with 27 employees, based in Isle of Man. AeroLeads shows a work email signal at simcocks.com and a matched LinkedIn profile for Nick Woolard.
Nick Woolard previously worked as Compliance Officer (part-time) at Simcocks Advocates and Non-executive director at Adams Plc. Nick Woolard studied at Sevenoaks School.
Company email context
Email format at Simcocks Advocates
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{first_initial}{last}@simcocks.com
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Profile bio
About Nick Woolard
Nick Woolard is a Practice and Compliance Manager at Simcocks Advocates. He possess expertise in compliance, investments, investment management, corporate governance, banking and 8 more skills. Colleagues describe him as "Nick struck me as a conscientious and thoughtful person during the brief time I worked with him at RSH. He also has an eye for detail - an essential trait in a compliance officer." and "Nick is a consumate professional. The work completed by Nick was always to a high standard with a constant stream of ideas forthcoming to improve systems and processes. It was a pleasure to work with him."
Listed skills include Compliance, Investments, Investment Management, Corporate Governance, and 9 others.
Current workplace
Nick Woolard's current company
Company context helps verify the profile and gives searchers a useful next step.
Simcocks Advocates
11 roles · 23 years
Nick Woolard work experience
A career timeline built from the work history available for this profile.
Compliance Officer (Part-Time)
I provide quality assurance to this long established law practice.
Feb 2014 - Feb 2015
Non-Executive Director
Adams Plc
Adjudicator (Fixed Term Appointment)
Isle Of Man Office Of Fair Trading Financial Services Ombudsman Scheme
The Ombudsman Scheme is a free, independent dispute resolution service for customers with a complaint against an Isle of Man financial firm such as a bank, insurance company or financial adviser which the firm has been unable to resolve. It became fully operational in January 2002. The role and powers of the Scheme are established in Schedule 4 of the Financial Services Act 2008. http://www.gov.im/oft/ombudsman/welcome.xml
Mar 2012 - Mar 2014
Fatca Project Officer (6 Month Contract; Part-Time)
Equiom Group Limited
I was responsible for planning how the Group would respond to the challenges posed by legislation expected to come into force in all three territories in which Equiom operates. Working closely with client-facing colleagues as well as support staff was an important part of the role to ensure the business was ready to respond to regulations and guidance from the relevant authorities. I also oversaw the Manx and Jersey disclosure facility operation. Due to the further delay in FATCA implementation (by the US) I wrote the compliance manual and monitoring programme for the business, in addition to reviewing client files for compliance with regulations and company procedures.
Jul 2013 - Dec 2013
Non-Executive Director
Port Erin Biopharma Investments Limited
Non-executive director; member of audit committee.
May 2011 - Apr 2013
Director
Athol Gold And Value Limited
Non-executive director.
Jan 2012 - Jul 2012
Independent Compliance Consultant
Rivington Street Holdings Plc
Compliance officer for T1ps Investment Management (IOM) Limited and Rivington Street Stockbrokers Limited
Jun 2011 - Aug 2011
Group Compliance Officer
Rivington Street Holdings Plc
Compliance Oversight Function (CF10) for three subsidiaries authorised and regulated by the FSA.Director of and Compliance Officer for two Manx based subsidiaries.Director of telesales subsidiary.Director of acquisitions vehicle.
May 2010 - May 2011
Compliance Officer
Fedelta Trust Limited
Apr 2007 - Apr 2010
Head Of Processing And Administration
Barclays Private Clients International Limited
Managed a team of staff supporting tens of International Investment Managers in the British Isles, South Africa, Kenya and elsewhere. Audited investment files for compliance with policies and local regulations.
2004 - 2007
~3 yrs
Team & coworkers
Colleagues at Simcocks Advocates
Other employees you can reach at simcocks.com. View company contacts for 27 employees →
PG
Phil Games
Colleague at Simcocks AdvocatesIsle Of Man
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WT
Winston Taylor
Colleague at Simcocks AdvocatesIsle Of Man
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JH
Jayne Hicks
Colleague at Simcocks AdvocatesIsle Of Man
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LS
Lisa Smith
Colleague at Simcocks AdvocatesIsle Of Man
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DS
David Spencer
Colleague at Simcocks AdvocatesIsle Of Man
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MM
Michael Miles
Colleague at Simcocks AdvocatesDouglas, Isle Of Man
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RB
Robert Braide
Colleague at Simcocks AdvocatesIsle Of Man
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GM
Gerry Mckenna
Colleague at Simcocks AdvocatesIsle Of Man
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JT
Janice Turnbull
Colleague at Simcocks AdvocatesIsle Of Man
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KW
Kevin Walmsley
Colleague at Simcocks AdvocatesIsle Of Man
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Phil Games
Colleague at Simcocks AdvocatesIsle Of Man
View →
WT
Winston Taylor
Colleague at Simcocks AdvocatesIsle Of Man
View →
JH
Jayne Hicks
Colleague at Simcocks AdvocatesIsle Of Man
View →
LS
Lisa Smith
Colleague at Simcocks AdvocatesIsle Of Man
View →
DS
David Spencer
Colleague at Simcocks AdvocatesIsle Of Man
View →
MM
Michael Miles
Colleague at Simcocks AdvocatesDouglas, Isle Of Man
View →
RB
Robert Braide
Colleague at Simcocks AdvocatesIsle Of Man
View →
GM
Gerry Mckenna
Colleague at Simcocks AdvocatesIsle Of Man
View →
JT
Janice Turnbull
Colleague at Simcocks AdvocatesIsle Of Man
View →
KW
Kevin Walmsley
Colleague at Simcocks AdvocatesIsle Of Man
View →
1 education record
Nick Woolard education
-
Sevenoaks School
FAQ
Frequently asked questions about Nick Woolard
Quick answers generated from the profile data available on this page.
What company does Nick Woolard work for?
Nick Woolard works for Simcocks Advocates.
What is Nick Woolard's role at Simcocks Advocates?
Nick Woolard is listed as Practice and Compliance Manager at Simcocks Advocates.
What is Nick Woolard's email address?
AeroLeads has found 1 work email signal at @simcocks.com for Nick Woolard at Simcocks Advocates.
Where is Nick Woolard based?
Nick Woolard is based in Isle of Man while working with Simcocks Advocates.
What companies has Nick Woolard worked for?
Nick Woolard has worked for Simcocks Advocates, Adams Plc, Isle Of Man Office Of Fair Trading Financial Services Ombudsman Scheme, Equiom Group Limited, and Port Erin Biopharma Investments Limited.
Who are Nick Woolard's colleagues at Simcocks Advocates?
Nick Woolard's colleagues at Simcocks Advocates include Phil Games, Winston Taylor, Jayne Hicks, Lisa Smith, and David Spencer.
How can I contact Nick Woolard?
You can use AeroLeads to view verified contact signals for Nick Woolard at Simcocks Advocates, including work email, phone, and LinkedIn data when available.
What schools did Nick Woolard attend?
Nick Woolard studied at Sevenoaks School.
What skills is Nick Woolard known for?
Nick Woolard is listed with skills including Compliance, Investments, Investment Management, Corporate Governance, Banking, Management, Financial Services, and Aml.
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