Senior Risk Examiner
Responsible for the continuous monitoring and ongoing risk assessment and supervision focusing on complex financial institutions with a strong focus on wholesale and commercial credit risk. Risk assessment activities include wholesale credit and asset quality with additional focus on ERM, risk rating systems, pricing process, governance, internal audit, market, liquidity, operational, and compliance risk. Supervisory focus includes complex risk relating to commercial… Show more Responsible for the continuous monitoring and ongoing risk assessment and supervision focusing on complex financial institutions with a strong focus on wholesale and commercial credit risk. Risk assessment activities include wholesale credit and asset quality with additional focus on ERM, risk rating systems, pricing process, governance, internal audit, market, liquidity, operational, and compliance risk. Supervisory focus includes complex risk relating to commercial, corporate public and private, municipal and sovereign debt, asset backed securities including RMBS, CMBS, CDO, private ABS securities, leveraged loans, project loans, private equity and hedge funds, commercial real estate mortgage, credit tenant, and construction loans. EIC on a variety of exams and targeted reviews. Planned supervisory scope and agendas, coordinated support personnel and findings, delivered conclusion memo’s, and conducted post review closing meetings with senior management as part of broader efforts to ensure achievement of best practices. Surfaced multiple supervisory recommendations impacting the firm’s enterprise risk management practices including portfolio credit risk, loan risk rating framework, inadequate risk identification, inadequate risk modeling, and ERM framework. Activities further include capital planning, CCAR stress testing, and evaluation of recovery actions relating to Dodd-Frank mandated Recovery and Resolution plans. Show less
