Led AML/KYC compliance processes for client onboarding, ensuring adherence to all regulatory requirements. Conducted document reviews to identify and mitigate compliance risks, resolving red flags efficiently. Monitored client activity, detecting and reporting suspicious behaviors as per internal policies and regulations. Enhanced process efficiency by implementing WorldCheck for AML/KYC verifications. Collaborated with third-party administrators for compliant and accurate fund reporting.Worked alongside the Chief Compliance Officer to maintain and enforce the firm’s compliance program, including conducting program testing and generating reports for executive-level reviews. Delivered compliance training (quarterly & annual) to employees, including senior management. Tracked and completed regulatory filings and acted as a main contact for all employee, fund, and investor compliance. Spearheaded the implementation of an internal compliance platform, overseeing contract management between legal and third-party brokers. Reviewed and approved marketing materials to ensure compliance.Spearheaded the client onboarding process with a focus on compliance and service improvements, consistently refining workflows to boost client satisfaction. Summarized and presented client activity at quarterly and annual management meetings, offering detailed insights into fund performance. Coordinated across departments (Treasury, Tax, and Accounting) to ensure timely and accurate client reporting, including the distribution of notices through third-party administrators, in line with fund guidelines. Supported marketing efforts during high-demand periods, ensuring compliance and efficient communication throughout.