Nicole Guy Email & Phone Number

New York, Ny, Us

- Liaise and work with business and corporate functions for day to day AML Compliance issues related to Treasury Services (TS) clients.- Responsible for global escalation framework over FCB activity.- Advise the business on actions to take with respect to negative media or regulatory escalations on correspondent bank customers.- Partner with Trade and Working Capital GFCC global partners that are responsible for advising on local regulations, managing local regulatory relationships, participating in legal entity governance and serving as an escalation point for any issues for the respective country.- Involved in regulatory concerns, new Trade and Working Capital product offerings, operation innovation and change management.

New York, Ny, Us

- Financial crimes manager as part of the Firm’s Global Financial Intelligence Unit, responsible for investigating and resolving strategic money laundering/ terrorist financing risks, including typology geography, product, customer/entity type and other money laundering and terror financing risk categories.

New York, Ny, Us

- Plan and manage cross-line of business projects for Consumer and Community Banking, to include sub lines of business with an initial focus will be Consumer Card, Commercial Card, Paymentech and Mortgage. - Managed diverse business initiatives in support of cross-CCB strategies in the Anti Money Laundering (AML) Space. - Objectives of the initiatives include establishing an effective risk control environment, improving process effectiveness and efficiency, and addressing regulatory/compliance requirements and change impacts, while ensuring a positive customer experience.

New York, Ny, Us

Responsible for the day to day operational activities of a large multibillion dollar mutual fund client, and the main point of contact and project manager for all custody related inquiries including cash management, trade processing and settlement, income collection, corporate actions, market information, and foreign exchange.

New York, Ny, Us

- Managed Portfolio Manager Support team supporting Global Products including Emerging Markets Equity, Global Asset Allocation, Active International, and International Equity.- Perpetual dialogue with Investment team and trading designed to resolve integral day to day issues such as cash flow differences, reporting enhancements and new account set up protocol.- Conducted client due diligence meetings on middle office and service functions. - Managed new and complex product launches to ensure all operational systems can provide the Investment Team with trading, pricing, reporting and risk mitigation support.- Coordinated global processes across all offices within Portfolio Manager Support (London, Tokyo and Singapore) - Managed all local market registration requests globally for all Morgan Stanley Investment Management (MSIM) fund families.- Maintained, modify and develop anew the various financial reports utilized by the Investment teams on a day to day basis.- Managed project to automate our Global Asset Allocation strategy to reduce delivery time and to streamline complex reporting structure.

- Managed European institutional client service team and 191 portfolios invested in Global Franchise, International Small Cap, European Real Estate, Global Fixed Income, and Global Value Equity.- Presented cross-sell opportunities at quarterly and semi-annual client meetings.- Collaborated with legal and sales staff on business presentations and managing client relationships.- Coordinated contracted client mandates, ensuring accuracy and effectiveness of mandate funds and appropriateness of client agreements and guidelines.- Identified potential risks following contract review to provide necessary reporting requirements.

Us

Institutional client service.