Niranjan Babu Email & Phone Number

Mumbai, Maharashtra, India

Mumbai Area, India

Thane

Mumbai Area, India

Chennai Area, India

Looking For A Suitable Opening

Experienced in handling Mutual Fund Asset Management Company Client Services and Transfer Agency Operations which includes Transaction Processing, Brokerage, Dividends, Reconciliation, NFOs, MIS etc.

• Developing the Mutual Fund R&T software to suit the dynamic requirements of the current & future – domestic & international mutual fund market.• Re-defining processes related to Mutual Fund servicing to suit the current & future market situations. • Meeting MF clients to explain the capabilities of DFSL and pitch-in for new business.

• Developing the Mutual Fund R&T software to suit the dynamic requirements of the current & future – domestic & international mutual fund market.• Re-defining processes related to Mutual Fund servicing to suit the current & future market situations. • Meeting MF clients to explain the capabilities of DFSL and pitch-in for new business.

Managing the following activities on a day-to-day basis• Banking Services Cash inflows & outflows (3 member team)• Distribution Services (4 member team)• R&T co-ordination• Branch co-ordination (consisting of 15 branches with 17 Customer Service Personnel)• MIS generation for the Management• New Fund Offer • Regulatory• AuditAchievements • Played a significant role in the development of the in-house parallel database for importing and maintaining the data feeds received from R&T. This data is used to generate various MIS’ for internal consumption.• Played a vital role in the designing and development of the Distributor Empanelment software which helps the distribution desk for empanelling distributors and data export of the same to R&T.• Played a vital role in the designing and development of the centralized Cash flow system which helps the branches to report the debt scheme & FMP NFO transactions/inflows. The Banking team uses this system to report the cashflows to the Fund Management team. • Have automated the process of funding instructions for payouts & inflows in Microsoft Excel.• Have been successful in building a team which can independently and seamlessly handle the day-to-day activities without dependencies.

Managing the following activities on a day-to-day basis• Banking Services Cash inflows & outflows (3 member team)• Distribution Services (4 member team)• R&T co-ordination• Branch co-ordination (consisting of 15 branches with 17 Customer Service Personnel)• MIS generation for the Management• New Fund Offer • Regulatory• AuditAchievements • Played a significant role in the development of the in-house parallel database for importing and maintaining the data feeds received from R&T. This data is used to generate various MIS’ for internal consumption.• Played a vital role in the designing and development of the Distributor Empanelment software which helps the distribution desk for empanelling distributors and data export of the same to R&T.• Played a vital role in the designing and development of the centralized Cash flow system which helps the branches to report the debt scheme & FMP NFO transactions/inflows. The Banking team uses this system to report the cashflows to the Fund Management team. • Have automated the process of funding instructions for payouts & inflows in Microsoft Excel.• Have been successful in building a team which can independently and seamlessly handle the day-to-day activities without dependencies.

Job Summary as Manager - Projects• Preparing total documentation for data migration of new clients.• Managing the migration team from the beginning till the completion of the migration activity. • Tallying the data controls pre and post migration of the databases.• Providing knowledge support to users on Business processes and software modules.• System & Process re-engineering to support upto-date requirements.• Creating New MIS reports based on requirement of the clients.Job Summary as Unit ManagerResponsible for overall control of the unit and the matters pertaining to back office processes that involve• Client relationship• System design and Process Management• Training People• Transaction Processing • Processing & timely payout of Redemption • Processing & timely payout of Brokerages• Processing & timely payout of Dividends• Handling Customer/Distributor Queries and SEBI compliance. • MIS reporting of Standard & Adhoc nature on a day-to-day basis• Subscription & Payout reconciliation• Systematic Trades & BankingAchievements• Recognized for my excellent documenting capabilities and was made the core group member for ISO documentation of Brokerage & Transaction processing activities.• Inducted as a Member of the 1st Master Craftsman Guild (MCG). MCG is the group of persons vested with the responsibility of controlling the change management to the software application.• Have independently migrated the data of TATA Mutual Fund from the erstwhile Registrar Tata Share Registry Limited (TSRL) to CAMS database in a record time of 10 calendar days.• Played a vital role in the migration of SBI Mutual Fund from various registrars.• Was effectively involved in the Migration of Birla Mutual Fund from Citibank R&T & Merger of Alliance Capital Mutual Fund with Birla Mutual Fund.• Have standardized various business processes

Responsible for the matters pertaining to back office processes which involves • Client relationship• Transaction processing• Redemption Payout.

Responsible for • Scrutinizing the Transfer Deeds• Verification of Transferor’s Signature• Transfer of Shares • Maintaining STOP TRANSFER registers, • Processing and payout of dividends to shareholders• Organizing for Annual General Meetings of the Share holders• Handling customer queries and SEBI compliance.

Responsible for • Organizing Share Transfer Committee meetings• Scrutinizing the Transfer Deeds• Verification of Transferor’s Signature• Transfer of Shares• Maintaining STOP TRANSFER registers• Handling customer queries and SEBI compliance.