Nitesh Ramakrishnan,Cfe Email & Phone Number

Bengaluru, Ka, In

Bengaluru, Karnataka, India

Advisory support on Regulatory Compliance; manage Conduct Risk; conduct periodic Compliance Controls Testing. Delivery of in-person Compliance training for new joiners as well as refresher training for existing NSGI employees.

Hyderabad, Telangana, India

- Performed compliance risk assessment to identify compliance control gaps for critical product areas, as part of 2nd line of defense assurance team.- Counsel, advise, and educate 4000+ employees on compliance risk management issues in India.- Reviewed existing policies and implementing new compliance policies.

Hyderabad, Telangana, India

- Provided compliance training to 2500+ new joiners as part of new joiner's induction.- Highlighted key compliance risks to senior management and leaders.- Mitigated potential phishing attacks and data leakage

Hyderabad, Telangana, India

- Led specialist line 2 assurance team (120+) on information governance, risk, and compliance.- Ensured RCSA (Risk and Control Self-Assessment) is completed, and managed the issues and action Plans.- Scripted and storyboarded on-demand training courses leading to 47% increased compliance awareness for critical product areas.

India AML head and designated as Principal Officer for India to represent Western Union India and liaise with FIU India.

London, United Kingdom

- Manage day to day AML operation issues. Conduct AML transaction monitoring and account reviews.- Involve in all regulatory request & internal queries related to suspicious transaction/accounts.- The role requires management of activities associated with Quality Assurance Reviews, Transaction Monitoring, Sanctions, SARs and Client Screening (Name screening)

Pune Area, India

• Providing leadership position within AML client ID (KYC) deployments by supporting APAC EMEA and Americas. Ensuring SLA and KPI’s are measured and reported to Global and Regional Heads. Including approvals of high risk clients• Migrating process from Hubs to Pune CoE and delivering • Perform daily review & approval/rejection of FircoSoft filter.KEY ACHIEVEMENTS:• Successfully off shored Client ID (KYC Process) to Pune CoE.• Handled the preparation and updating process manuals, SOP for Client ID Process. • Involved in onsite training to new hires for AML & Client ID.• Initiated & Completed project for preparation of Global list of Regulators and exchanges.• Implemented capacity Dashboard to measure Pune teams’ productivity.

DB Operations International Pvt Ltd is 100% owned subsidiary of Deutsche Bank Group is a leader in Derivative Trade and financial services.My Job involves ensuring prompt settlement of trades for New York and Frankfurt Entity of the Bank. Nostro Reconciliation and ensuring breaks on Nostro are resolved within reasonable time

Bangalore India

Team Lead –Asia Pac and EMEA (AML-Know Your Customer).

• Reviewing and supervising recoveries incurred on Accounts Payable Process.• Undertaking supporting analysis as required verifying recoveries e.g. review of contracts, invoices, and purchasing orders.• Managing vendor queries relating to recoveries process.• Maintain proper quality control over vendor payment process by verifying completeness of vendor remittance.• To investigate systems (SAP R/3 AP, Contract Database) and other supporting data sources (contracts, invoices) in order to support recoveries processKEY ACHIEVEMENTS:•Successfully identified and recovered more than 350,000 Euros of duplicate payment.•Involved in the successful process improvement programme for the client which includes the ability to highlight inefficiencies and controls.

• The job involved preparation of Cash Flow statements, analysis of debtor’s statement• Account finalization and monitored manage transaction processing, investigating and resolving issues, and ensuring that established guidelines and procedures are being followed.• I was also responsible for preparation of monthly MIS reports for our main group office in Singapore. • Continuously assess business flows to ensure the necessary controls are in place within each business unit so as to minimize financial, reputation and regulatory risk to the firm.KEY ACHIEVEMENTS:• Successfully prepared and implemented Organisation & Procedural Manual for Finance. Actively liaise with various business units to ensure that operational errors are resolved in a timely manner. • I was instrumental in clearing up an Income Tax case which resulted in the refund of Rupees 11 Million

Completed Articles with the above firm. During Article ship. I was actively involved in audit which included tax audit of wide range of industries like exports, construction & trading. Apart from above also involved in internal audit of various companies, computation of tax for individuals and filing of returns with the tax authorities, were also part of my work. I had also independently handled payroll audit, for large Garment manufacturing unit.

Bcom, Accounting And Auditing

Ica Specialist Certificate In Money Laundering Risk In Private Banking, Aml/ Financial Crime Compliance, High

Activities and Societies: ICA (International Compliance Association)

Certified Risk And Compliance Management Professional (Crcmp)

Open Source Intelligence Training (Osint)

Activities and Societies: Virtual Training Workshop on Open Source Intelligence (OSINT) -ACFCS India.

Anti-Bribery And Corruption- Fcpa, Certified Financial Crime Specialists Fcpa

Ica Specialist Certificate In Trade-Based Money Laundering, Aml /Financial Crime Compliance, High

Activities and Societies: Specialist Certificate in Trade-Based Money LaunderingICA Specialist Certificate in Trade-Based Money Laundering

Ica Specialist Certificate In Managing Sanctions Risk, Managing Sanctions Risk

Activities and Societies: Specialist Certificate in Managing Sanctions RiskICA Specialist Certificate in Managing Sanctions Risk

Wz’S Level I – Interview & Interrogation Techniques

Activities and Societies: Member of International Association of Interviewers (https://www.certifiedinterviewer.com/)