Ni Yan, Cfa Email & Phone Number

Shanghai, China

Shanghai, China

• Generating stock ideas of A/H -shares, especially in new energy, consumer discretionary and materials. Successfully recommend LONGi, Goldwind, Oppein and Fuyao Glass. • Conduct due diligence on portfolios and candidates in A/H market, in new energy, auto, high education, materials and financials sectors. • Performing research on requested topic about Chinese market, including US-traded Chinese stocks delisted issue, Dual Control of Energy and Carbon Consumption, Double reduction policy in education, China property default issue,etc. Colleting China macro and industry data and updating related events. • Maintaining good communication with portfolio manager in Singapore, professions, company’s management teams, etc. • Assisting in venture program (Pre-IPOs/M&A/startups) research, through industry/market /project risk/ competitors/financial analysis.

Pudong, Shanghai, China

1. Responsible for 4 covering sectors for HK listed Chinese companies, including Utility, Health care, Materials and Consumer staples: Huaneng Renewables, Datang Renewables, China Suntie, Huadian Fuxin, Dynagreen,Shineway, Yichang Changjiang Hengan, Sasa etc. over 30 companies.2. Researched macroeconomic factors, industrial future and competitive advantages of potential investment targets. Developed DCF and comparable models with sensitivity analysis, and prepared reports for portfolio manager.3. Performed management and financial due diligence on target companies by analyzing financial report, field research and interviews with the management .4. Successfully recommended 956 0.8HKD (175%) , 1866 2.03HKD(92%), 1588 19HKD(74%) ,178 2.78HKD (40%). Responsible for daily trading a fund management account of over 10 million HKD with absolute return of 26.9% in 2017.

Pudong, Shanghai, China

1. Excellent at trade processing for global hedge fund clients: Soros Quantum Fund, PDT, Caxton etc.2. Familiar with all financial products trade processing in global markets include stock, sovereign/corporate bonds,futures, options and other OTC/Derivatives.3. Support Fund Accounting month-end close processes and related financial statement preparation.

Greenwood Village, Co

• Performed equity analysis of Stryker, Intuitive Surgical, Gilead, YUM! and Nike through a detailed DCF spreadsheet model and a write up regarding the company’s recent earnings reports and future prospects. • Used insights as a Chinese nation to analyze international companies and augment research capability.

Managed a classroom of 50 students; communicated with students and supported them in problem-solvingPlanned lessons for students and prepared teaching materials which assisted teachersCorresponded with teachers to develop schedules

Shanghai City, China

Conducted relevant industry research and performed accurate research report which supported investment of stocks and bonds in China securities marketsMined large amounts of data that helped manage portfolios in evaluating new shares Participated in 6 conferences with inventors discussing topics such as product competitiveness, industry market and respected returns on stocks

Conducted personal finance research and analysis which evaluated credibility for personal loans and provided a full range of financial information services including investment suggestions and guidance, capital management and risk managementResearched capital market, forecast trends of market and drafted detailed and data-supported research report which optimized investment portfolioInvolved in marketing campaign of fund, demonstrated knowledge about basic operations of agency business in bank

Master Of Science, Finance, 3.75

Relevant Courses: Financial Investments and Markets, Financial Planning and Analysis, Financial Modeling, Financial Accounting, Risk.

Bachelor Of Science, Finance, 3.65

Relevant Courses: Monetary Banking, International Economics, Western Economics (Macroeconomics & Microeconomics), Financial Market, Linear.