Noemi Rivera Email & Phone Number

New York, New York, United States

-Investigative due diligence on relevant parties transacting.-Document transaction flows and due diligence findings and making an initial recommendation to close the alert or escalate for further review and potential SAR filing.-Working all alert narrative documentations, uploading to client’s transaction monitoring systems-Utilizing SAS and Tomson Reuters Clear Reports-Conducted periodic internal account/customer reviews to identify potentially suspicious activity.-Investigated alerted cash, ATM, wires, and check activity detected by the monitoring system to validate its legitimacy by determining the business activities, relationship and transaction purpose of all suspects involved.-Decisioned alert reviews to show whether alert will be closed as a non-referral or referred to AML -Investigations for possible SAR filing.-Researched documentation from external sources such as Capital IQ, Banker’s Almanac, and government registries.-Screened new clients by documenting and corroborating information obtained as required by the -Global KYC procedures utilizing a variety of independent research sources.-Conducted searches with World Check Online and Lexis Nexis.-Screened customer and role player names against designed Watch Lists to identify any potential sanctions or Politically Exposed Persons.

United States

• Assists USAA Fraud Investigators prescreening cases that were detected with red flags• Correcting errors on prescreened cases from detections to forward them to investigations• Collected sensitive data needed to complete fraud cases• Assists USAA Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) Enterprise• Performs due diligence on client accounts by analyzing and corroborating client information• Conducts transactional activity review and performs screening• Provides in-depth surveillance support and Risk Assessment analysis by conducting Enhanced Due Diligence (EDD) for multinational corporations and governments. • Performs overview of Trade Finance activity review for correspondent banking clients as part of remediation of high-risk customers and conducted specialized review of clients with Anti-Fraud, Bribery, Corruption sanctions touch-points, including clients working in high risk jurisdictions. • Investigates Politically Exposed Persons (PEPs) and entities and persons with ties to terrorism, financial crimes, or OFAC. • Reviews corporate by-laws, corporate and self-employed tax returns, and all relevant documentation to address the alerts from Lexis Nexis• Handles KYC functions for various products including Multinational Corporations (MNCs) and Collateral Debt and Loan obligations

United States

• Assists USAA Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) Enterprise• Performs due diligence on client accounts by analyzing and corroborating client information• Conducts transactional activity review and performs screening• Provides in-depth surveillance support and Risk Assessment analysis by conducting Enhanced Due Diligence (EDD) for multinational corporations and governments. • Performs overview of Trade Finance activity review for correspondent banking clients as part of remediation of high-risk customers and conducted specialized review of clients with Anti-Fraud, Bribery, Corruption sanctions touch-points, including clients working in high risk jurisdictions. • Investigates Politically Exposed Persons (PEPs) and entities and persons with ties to terrorism, financial crimes, or OFAC. • Reviews corporate by-laws, corporate and self-employed tax returns, and all relevant documentation to address the alerts from Lexis Nexis• Handles KYC functions for various products including Multinational Corporations (MNCs) and Collateral Debt and Loan obligations

New York, New York, United States

• Review and processing of client documents and financial statements• Prepare legal documentation and analysis• Review corporate by-laws, corporate and self-employed tax returns, and all relevant documentation• Prepare financial statements and create customer profiles on data base• Manage the Managers schedule and oversee phones, emails faxes• Open sort and distribute correspondence obtained

Bedford Hills, New York, United States

• Organizing and completing bank reconciliations• Keeping track record of account activities• Assess application completeness based on procedures and documentation needs• Analyzes tax documents and payroll reports• Performing corporate data analysis• Reviewing client data, documentation, creating invoices for overdue accounts