Noemi Rivera Email & Phone Number

New York, New York, United States

-Investigative due diligence on relevant parties transacting.-Document transaction flows and due diligence findings and making an initial recommendation to close the alert or escalate for further review and potential SAR filing.-Working all alert narrative documentations, uploading to client’s transaction monitoring systems-Utilizing SAS and Tomson Reuters.

United States

• Assists USAA Fraud Investigators prescreening cases that were detected with red flags
• Correcting errors on prescreened cases from detections to forward them to investigations
• Collected sensitive data needed to complete fraud cases
• Assists USAA Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) Enterprise
• Performs due diligence on client accounts by analyzing and corroborating client information
• Conducts transactional activity review and performs screening

United States

• Assists USAA Anti-Money Laundering (AML) and Office of Foreign Asset Control (OFAC) Enterprise
• Performs due diligence on client accounts by analyzing and corroborating client information
• Conducts transactional activity review and performs screening
• Provides in-depth surveillance support and Risk Assessment analysis by conducting Enhanced Due Diligence (EDD) for multinational corporations and governments.
• Performs overview of Trade Finance activity review for correspondent banking clients as part of remediation of high-risk customers and conducted specialized review of clients with Anti-Fraud, Bribery, Corruption.
• Investigates Politically Exposed Persons (PEPs) and entities and persons with ties to terrorism, financial crimes, or OFAC.

New York, New York, United States

• Review and processing of client documents and financial statements
• Prepare legal documentation and analysis
• Review corporate by-laws, corporate and self-employed tax returns, and all relevant documentation
• Prepare financial statements and create customer profiles on data base
• Manage the Managers schedule and oversee phones, emails faxes
• Open sort and distribute correspondence obtained

Bedford Hills, New York, United States

• Organizing and completing bank reconciliations
• Keeping track record of account activities
• Assess application completeness based on procedures and documentation needs
• Analyzes tax documents and payroll reports
• Performing corporate data analysis
• Reviewing client data, documentation, creating invoices for overdue accounts