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Nora C. Email & Phone Number
Sr. Director, Compliance and Trading Operations
at
Bakkt
LinkedIn matched
✓ Verified July 2026
3 data sources
Profile completeness 86%
Current company
Role
Sr. Director, Compliance and Trading Operations
Location
Citrus Heights, California, United States
Company size
Who is Nora C.? Overview
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Quick answer
Nora C. is listed as Sr. Director, Compliance and Trading Operations at Bakkt, a with 440 employees, based in Citrus Heights, California, United States. AeroLeads shows a matched LinkedIn profile for Nora C..
Nora C. previously worked as Director Compliance Operations at Bakkt and Senior Lead Broker Dealer Compliance at Bakkt. Nora C. holds High School Diploma from Oakmont High School.
Company email context
Email format at Bakkt
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Bakkt
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Profile bio
About Nora C.
Bumped built the technology to reward customers in fractional shares of stock. We partner with brands to give their customers free stock for their purchases, turning loyal shoppers into shareholders. Ownership as a reward creates true loyalty that can increase share of wallet and visit frequency, while improving price elasticity and customer satisfaction. Bumped gives the everyday person access to the stock market while aligning brands with the people who matter most: their customers.Helping to ensure the level of broker dealer operations is scalable and continues to exceed expectations.
Current workplace
Nora C.'s current company
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Bakkt
12 roles · 37 years
Nora C. work experience
A career timeline built from the work history available for this profile.
Director Compliance Operations
Senior Lead Broker Dealer Compliance
Director Of Broker Dealer Operations
Broker Dealer Operations Manager
Broker Dealer Operations professional with experience working with all facets of operations in this highly regulated industry.
May 2022 - Aug 2022
Investment Operations
Stella Oak Financial
Heading the investment team, and handling all aspects of the investment processes and transactions for Stella Oak Financial.
Jan 2021 - May 2022
Senior Brokerage Operations Specialist
Currently supports all aspects of back office operations for a Broker Dealer. Including all financial transactions, trading processes, and all sides of corporate action processing. Ensures processes are streamlined and projects are completed in a timely manner.Experienced Operational Specialist with a demonstrated history of working in the financial services industry. Skilled in all functions of Broker Dealer Operations including Securities, Corporate Actions, Asset Movement, Team Building and Retirement Planning. Holds Series, 7, 63, and Series 24. Strong operations professional.
Mar 2014 - Jun 2020
Mar 2012 - Mar 2014
Registered Representative
Securities America, Inc. Member Finra/Sipc
Promoted term and universal life insurance along with supporting a high volume advisory office. Compiled and processed all client and service paperwork for the firm. Facilitated and coordinated two separate broker dealer conversions for all advisors in office; including block moving of accounts, ensuring negative consent provided to all clients, and ensuring seamless view for client base. Provided excellent customer service and ensured all long term client relationships were well cared for either in person or through phone conversations.
2009 - 2012
~3 yrs
Financial Assistant/Tax Preparer
J. Harris Financial Service
J. Harris Financial Service was a tax/financial business. Prior to the financial business, spent several tax seasons preparing taxes and supporting the tax professionals in the office. Brecek & Young was the broker dealer for the main financial adivsor(s) in the office.
1990 - 2009
~19 yrs
Human Resources - Cust Serv Manager
Hiring/Recruting/Running Front End Opening Yuba City Store as part of the Management Team.
Jun 2000 - Jun 2002
Human Resource/Loss Prevention Asst.
Started as a cashier in the store and worked my way to administrative assistant to the District Manager, and then moved into assisting the Regional Human Resource Director and Regional Loss Prevention Managers.
1993 - 2000
~7 yrs
Team & coworkers
Colleagues at Bakkt
Other employees you can reach at bakkt.com. View company contacts for 440 employees →
MS
Marylu Salazar
Colleague at BakktFresno, California, United States
View →
NG
Nikki G.
Colleague at BakktUnited States
View →
ES
Eric Schneider, Cams
Colleague at BakktBolingbrook, Illinois, United States
View →
DL
Dana Luck
Colleague at BakktAlpharetta, Georgia, United States
View →
DU
Devion Undefined
Colleague at BakktAtlanta, Georgia, United States
View →
LC
Laura Cabrera
Colleague at BakktGlendale, Arizona, United States
View →
KK
Kilee Kowalczyk
Colleague at BakktGreater Phoenix Area, United States
View →
EC
Eddie Coulter
Colleague at BakktAtlanta, Georgia, United States
View →
NH
Naia Hopkins
Colleague at BakktAtlanta, Georgia, United States
View →
WS
Wes Seiz
Colleague at BakktUnited States
View →
Marylu Salazar
Colleague at BakktFresno, California, United States
View →
NG
Nikki G.
Colleague at BakktUnited States
View →
ES
Eric Schneider, Cams
Colleague at BakktBolingbrook, Illinois, United States
View →
DL
Dana Luck
Colleague at BakktAlpharetta, Georgia, United States
View →
DU
Devion Undefined
Colleague at BakktAtlanta, Georgia, United States
View →
LC
Laura Cabrera
Colleague at BakktGlendale, Arizona, United States
View →
KK
Kilee Kowalczyk
Colleague at BakktGreater Phoenix Area, United States
View →
EC
Eddie Coulter
Colleague at BakktAtlanta, Georgia, United States
View →
NH
Naia Hopkins
Colleague at BakktAtlanta, Georgia, United States
View →
WS
Wes Seiz
Colleague at BakktUnited States
View →
1 education record
Nora C. education
FAQ
Frequently asked questions about Nora C.
Quick answers generated from the profile data available on this page.
What company does Nora C. work for?
Nora C. works for Bakkt.
What is Nora C.'s role at Bakkt?
Nora C. is listed as Sr. Director, Compliance and Trading Operations at Bakkt.
Where is Nora C. based?
Nora C. is based in Citrus Heights, California, United States while working with Bakkt.
What companies has Nora C. worked for?
Nora C. has worked for Bakkt, Bumped, Stella Oak Financial, Motif Investing, and Securities America, Inc. Member Finra/Sipc.
Who are Nora C.'s colleagues at Bakkt?
Nora C.'s colleagues at Bakkt include Marylu Salazar, Nikki G., Eric Schneider, Cams, Dana Luck, and Devion Undefined.
How can I contact Nora C.?
You can use AeroLeads to view verified contact signals for Nora C. at Bakkt, including work email, phone, and LinkedIn data when available.
What schools did Nora C. attend?
Nora C. holds High School Diploma from Oakmont High School.
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