• Oversee the designing and implementing relevant compliance processes including Transaction Monitoring Procedures, Know Your Customer (KYC), Anti-Money Laundering (AML), Combatting the Financing of Terrorism (CFT) and Countering the Proliferation of Financing weapons of mass destruction (CPF)• Management and analysis of the automated AML/CFT/CPF monitoring tools. • Review and update the AML/CFT/CPF red flags in line with global trends • Identification and analysis of suspicious activities and transactions.• Preparation and filing of Suspicious Activity Reports (SARs) and Suspicious Transaction Reports (STRs) with NFIU via the GoAML platform• Monitoring regulatory changes and ensuring the dissemination of regulatory updates of regulations, rules or guidelines and periodic compliance changes to concerned offices/officers. • Preparing compliance reports on a weekly, monthly and quarterly basis to the Chief Compliance Officer, Management, the Board and the Commission. • Monitoring and testing new compliance technologies and procedures such as intelligent transaction monitoring systems etc. • Assist in compiling reports of investigations of compliance breaches conducted, findings and recommendations developed, action plans established, and progress noted.

Oversee the preparation and rendition of the Risk Management Analysis System (RMAS) to the Regulator.• Investigation of CTRs, SARs and STRs and filing the same on NFIU goAML platform • Carrying out compliance audits covering all operational areas.• Ensuring all investments and other operational transactions comply with all relevant legislation, regulations and policies through appropriate control systems in order to minimize and mitigate risks.• Monitoring regulatory changes and ensuring the dissemination of regulatory updates of regulations, rules or guidelines and periodic compliance changes to concerned offices/officers.• Review compliance reports on a weekly, monthly and quarterly basis and rendition of same to Management, the Board and the Commission. • Identify and monitor corporate/investment activities and policy initiatives, as the case may be, with a view to identifying issues and ensuring compliance in accordance with the provisions of the PRA 2014.• Ensure that appropriate levels of confidentiality and discretion are maintained throughout the compliance monitoring processes.• Management of Access Pension Compliance Risk.• Monitor and test new compliance technologies and procedures such as intelligent transaction monitoring tools.• Assist in compiling reports of investigations of compliance breaches conducted, findings and recommendations developed, action plans established, and progress noted• Responsible for regulatory annual mock routine examination of the Company.• Ensure that information given to customers is clear, straight-forward and not misleading• Continuously monitor and ensure implementation of regulations, codes, rules, and directives, as may be issued from time to time by the Commission

Monitored clients’ contributions account for payments made by employees and verify the amounts paid in with the payments schedule• Liaised with the bank to promptly send a copy of schedule(s) as dropped off by the employers and monitor companies.• Verified listed information with database records, and update the database with RSA Pins and employer codes as sent by the client and PENCOM respectively.• Generate and send reconciled and uploaded contribution reports from Custody 2000 to Clients and to the Regulator• Ensured the availability of reconciled funds for investment.

Protected clients' interests, provided clients with necessary information on existing RSA accounts and respond to client enquiries and complaints• Monitored the maturity profile of treasury investments to ensure prompt and accurate payment of Interest and Principal• Monitored the Nigerian Stock Exchange as well as Registrars to ensure declaration of events are captured and paid accurately and timely.• Liaised with relevant bodies and financial houses with respect to assets under custody• Managed clients' portfolios and ensured the delivery of Portfolio Value Report, Cash Statements, Trading Settlement Report and Status of Take-on Assets to the clients

-Implemented and managed an effective legal compliance program.-Developed and reviewed company policies.-Advised management on the company’s compliance with laws and regulations through detailed reports.-Created and managed effective action plans in response to audit discoveries and compliance violations.-Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.-Assessed company operations to determine compliance risk.-Ensured all employees are educated on the latest regulations and processes.-Resolved employee concerns about legal compliance.

Responsible for money market and capital market investments settlement• Captured and matched trade Instructions with counter parties’ advice to ensure accuracy of settlement instructions• Co-ordinated the release of interbank transactions and tracked investment across banks and other financial institutions to ensure receipt of funds at maturity• Managed reconciliation of Customer’s Cash and Settlement Suspense Accounts with Registrar’s Statement and Internal Custody System.• Coordinated a daily Market Price Update for NSE listed securities.• Liaised with Central Security Clearing System (CSCS) on Securities Settlement Issues.

• Diagnostics and maintenance and repair of systems. • Personal computer systems design and integration for vertical applications such as digital audio and broadcast.• Design, configuration and implementation of Local Area Networks