Oscar Huerta Email & Phone Number

Los Angeles, Ca

• Perform timely quarterly QA testing and reviews of BSA analyst work & related documentation across multiple financial crime segments.• Perform monthly QA testing and reviews of investigation files that have been electronically submitted to FinCEN.• Perform monthly QA testing of internal financial crimes reporting metrics provided to our executive committee. • Identify gaps and deficiencies in related BSA functions, processes, policies and procedures and provide feedback and recommendations for improvement to the QA Manager.• Support BSA QA Manager to develop training, assist with gap remediation and required enhancements.• Participate in senior management meetings as appropriate to discuss patterns of errors or any high-risk individual cases.

Los Angeles - Downtown

• Collaborate with retail/commercial clients to assess financial position and develop strategic solutions: cross-sell Cash Management, Wealth Management and First Mortgage Products.• Underwrite and service loans/lines of credit to professionals and entrepreneurs as well as small to medium size companies while collaborating with credit administration.• Currently maintains a retail/commercial portfolio of $12MM+ deposits, $8MM+ loan commitments consisting of business and high net worth individual clients.• Participate in various in-state/out-of-state events to position the bank as a leader within the territory, primarily campaign finance treasurers.• Comprehensive knowledge in commercial and consumer bank policies, including documentation requirements, AML and BSA guidelines as well as federal banking regulations.• Superior internal and FDIC platform audits. Last six (6) internal bank audits have resulted in low-risk grading.

Bachelor

Activities and Societies: Hermanos Unidos

Education record

Education record