Ayo Oni Email & Phone Number

London, England, GB

London, England, United Kingdom

London, United Kingdom

• Working in partnership with Relationship Managers and Know Your Customer CDD delivery teams to complete high quality EDD for PEP.
• Ensuring EDD reviews are completed in line with the AML Life Cycle Standards.
• Manage existing client relationships and conduct business review.
• Reviews and making recommendations to maintain or exit a relationship or undertake further EDD to mitigate risks identified.
• Performing end –to-end quality reviews (4-Eye) for submitted new business clients and existing clients (periodic reviews).
• Completing of Enhanced Due Diligence (EDD) reviews for PEP Individuals, PEP Entities and other High Risk Customer Types.

London, United Kingdom

• Analysing and evaluating information (prospectuses/ fund factsheets/ pension fund financial accounts/ actuarial reports/ legal doc etc.) and review of fund’s investment and leverage strategies, fund’s structure.
• Raise negotiation request for new ISDA/GMRA/FBF, CSA and other legal documents for counterparties to trade derivatives and securities trading; and liaising with legal department for execution of these documents.
• Perform annual review of existing clients to ensure credit limits and obligor grades are based on latest available information
• Knowledge of multiple client types (i.e. Corporates, Non-Banking Financial Institutions, F.I.’s, Hedge Funds, Private Equity Funds, Mutual Funds etc.)
• Investigation and resolution of various credit exceptions including missing grade, unlinked outstanding, overline and unassigned customers
• Managing credit hotline calls from the trading floor requesting trade pre-approval

• Handling KYC/AML for SPVs, Trust, Money Services Businesses (MSBs), Collective Investment Scheme (CIS) and all complex entities.
• Working closely with Quality Assurance to support and address any regulatory or audit points Identified.
• performing end-to-end quality reviews (4-Eye) for submitted new business clients and existing clients (periodic reviews).
• conducting 4 Eye and 6 Eye (check the checker) reviews on Low, Medium and High risk rated clients.
• Liaising with Clients and Relationship Managers for complex entities.
• Reviewing or on-boarding all entity types, including but not limited to, SPVs, Funds, Trusts, Private Companies, listed entities and regulated entities.

Ica Diploma In Governance, Risk And Compliance, Governance Risk & Compliance, Pass

ICA Diploma in Governance, Risk and Compliance

Bachelor Of Science - Bs, Computing