Ayo Oni Email & Phone Number

London, England, Gb

London, England, United Kingdom

London, United Kingdom

• Working in partnership with Relationship Managers and Know Your Customer CDD delivery teams to complete high quality EDD for PEP.• Ensuring EDD reviews are completed in line with the AML Life Cycle Standards.• Manage existing client relationships and conduct business review.• Reviews and making recommendations to maintain or exit a relationship or undertake further EDD to mitigate risks identified.• Performing end –to-end quality reviews (4-Eye) for submitted new business clients and existing clients (periodic reviews).• Completing of Enhanced Due Diligence (EDD) reviews for PEP Individuals, PEP Entities and other High Risk Customer Types.

London, United Kingdom

• Analysing and evaluating information (prospectuses/ fund factsheets/ pension fund financial accounts/ actuarial reports/ legal doc etc.) and review of fund’s investment and leverage strategies, fund’s structure, investment restrictions and other fund details to calculate the appropriate risk appetite and assign obligor grade as per JPMorgan credit policy and review system.• Raise negotiation request for new ISDA/GMRA/FBF, CSA and other legal documents for counterparties to trade derivatives and securities trading; and liaising with legal department for execution of these documents.• Perform annual review of existing clients to ensure credit limits and obligor grades are based on latest available information• Knowledge of multiple client types (i.e. Corporates, Non-Banking Financial Institutions, F.I.’s, Hedge Funds, Private Equity Funds, Mutual Funds etc.)• Investigation and resolution of various credit exceptions including missing grade, unlinked outstanding, overline and unassigned customers• Managing credit hotline calls from the trading floor requesting trade pre-approval• Provide policy and systems’ advice and support to Credit Executives and Client Credit Managers• Review of existing operating procedures to improve internal controls and increase operational efficiencies and ensure that these are in compliant with credit risk policies• Work closely with senior business managers to identify and reducing control gaps and operational inefficiencies within credit risk departments

• Handling KYC/AML for SPVs, Trust, Money Services Businesses (MSBs), Collective Investment Scheme (CIS) and all complex entities.• Working closely with Quality Assurance to support and address any regulatory or audit points Identified.• performing end-to-end quality reviews (4-Eye) for submitted new business clients and existing clients (periodic reviews).• conducting 4 Eye and 6 Eye (check the checker) reviews on Low, Medium and High risk rated clients.• Liaising with Clients and Relationship Managers for complex entities.• Reviewing or on-boarding all entity types, including but not limited to, SPVs, Funds, Trusts, Private Companies, listed entities and regulated entities.• Performing EDD and CDD reviews for client on-boarding and periodic remediation.• Working within the Remediation Project team tasked with the collection, review and ultimate approval of all remediation documentation for a set population of client level entities such as SPVs, Hedge Funds, Charities, Money Service Businesses, Correspondent Banks and Trade Finance entities.• Performing 4 eye checks on cases.• Strong knowledge and experience in dealing with FATCA, POCA, JMLSG Guidelines and Money Laundering Regulations 2003 and 2007, Dodd-Frank and MiFID regulations.• I provide SME support for correspondent banking, and trade finance and underlying beneficial owner AML matters.• Screening clients against Sanctions, UBOs, IBOs, PEPs/ terrorist databases in line with FATCA, Corresponding Banking and Trade finance regulations; and the timely escalation of issued identified to the AML Board for resolution/ Local AFC.• Undertaking detailed and thorough understanding of the MIFID and regulatory policies.• Contribute to KYC/KYB and Account Opening project initiatives, taking responsibility for the development and implementation of specific deliverables and ensuring these are achieved within the required time, cost and quality parameters.

Ica Diploma In Governance, Risk And Compliance, Governance Risk & Compliance, Pass

ICA Diploma in Governance, Risk and Compliance

Bachelor Of Science - Bs, Computing