Oswaldo Mora Email & Phone Number

Belgium

Bogotá D.C. Area, Colombia

Colombia

Responsible for the Prevention of Money Laundering and Terrorism Financing Unit for Citibank, Cititrust (trust company) and Citivalores (stock brokerage), which is composed of a team of 27 professionals divided into 3 areas in charge of KYC processes, transactional monitoring, LA / FT risk management, execution of the blocking / sanctions program, enhanced.

• All functions assigned by the Colombian Financial Superintendence to the Compliance Officer in matters of money laundering and terrorist financing risk management.
• Manage the process of self-evaluation of the effectiveness of controls.
• Manage Corporate Governance matters.
• Ensure the development of ethical program and the code of conduct.
• Information Security Management.
• Fraud Prevention Management.

Ensure that consumer businesses of Citi in Colombia are in compliance with all applicable audit, regulatory, and Corporate policies and procedures. Assist in recommending/developing solutions when not in compliance. Work to ensure appropriate controls are in place, risks documented, and all audit/self assessment type deliverables are met within established.

At the Colombian Bankers Association (Asobancaria), I coordinated technical committees comprise by senior managers of bank members including the committees of: Compliance Officers, Ombudsman, Risk Management, Banking Operation and Technology, Payment Methods, Tax Collections, Year 2000 Project, etc. All of this with the mission of enhancing the role of.

Support the re-engineering process of CIFIN (credit bureau in Colombia bought by TransUnion), which included the redesign and modernization of this information system (hardware, software, telecommunications and security), the definition of new services and the design of management reports.

Development of projects in the following areas for the bank: Tax collections, international trade, treasury, accounting, liabilities, credit and debit cards, SWIFT, FX trading, merge with Banco del Comercio, among others, oriented to integrate technological solutions, optimize procedures, comply with new regulation and implement new products and services.

Master, Finance

Advanced, English As A Second Language

B Sc, Industrial Engineer