Papi Boshomane, Cfe Email & Phone Number

South Africa

Midrand

We conduct Verifications and investigations on criminal, qualifications, employment history, fraud listing, identity, directorship information and other related checks.

South Africa

Sandton

Internal control and compliance

Pretoria Area, South Africa

A. Compliance Reviews -Develop review objectives to address compliance with ICAP SOPs, Funders’ requirements, US Government regulations and GAAP-Develop and distribute scope of work to the client-Lead compliance review and allocate tasks to compliance team-Review process and advise on areas of improvement-Review the compliance team members’ working papers and provide coaching notes-Prepare debriefing notes for exit meeting with country office senior… Show more A. Compliance Reviews -Develop review objectives to address compliance with ICAP SOPs, Funders’ requirements, US Government regulations and GAAP-Develop and distribute scope of work to the client-Lead compliance review and allocate tasks to compliance team-Review process and advise on areas of improvement-Review the compliance team members’ working papers and provide coaching notes-Prepare debriefing notes for exit meeting with country office senior management-Prepare draft compliance report -Review the effectiveness, efficiency and adequacy of management comments and action plans-Submit final compliance report to Director of ComplianceB. Follow Up Reviews-Review the progress on the implementation of agreed action plan-Select sample and perform testing-Prepare draft compliance summary report-Obtain updated comments on areas of improvements-Submit compliance summary report to Director of ComplianceC. Quarterly Compliance Checklist (QCC)-Review the QCC responses-Advice and country offices on all critical issues-Provide guidance on Columbia University SOPs, USG Regulations and Funders RequirementsD. Subrecipients Monitoring-Visit sub-recipients to review compliance with the ICAP sub agreement and SOPs -Test the controls on sample basis-Discuss result of testing with Subrecipient Representative-Provide recommendations on areas of improvement-Review subrecipients monthly financial reporting packages-Follow up on inaccuracies and inefficiencies E. Administrative -Conduct performance evaluation of compliance team members-Provide inputs on the updating of the Columbia University Standard Operating Procedures-Provide compliance review projects update and feedback during monthly compliance meetingsTraining & workshops-Provide training to Finance and Admin Directors on SOPs, USG Regulations and Funders requirements-Conduct webinars on sections of the ICAP SOPs to country office staffF. Perform Fraud Investigation on red flags area Show less

Johannesburg Area, South Africa

A. Governance-Revise an internal audit charter for the TEBA Limited-Prepare a rolling 3-year internal audit plan and present for audit committee approval-Communicate internal audit plan progress to senior management and audit committee.-Present internal audit reports to audit committee quarterlyB. Internal Controls Assessment-Review finance processes and advise on areas of improvement. This include:Understanding and recording the description of… Show more A. Governance-Revise an internal audit charter for the TEBA Limited-Prepare a rolling 3-year internal audit plan and present for audit committee approval-Communicate internal audit plan progress to senior management and audit committee.-Present internal audit reports to audit committee quarterlyB. Internal Controls Assessment-Review finance processes and advise on areas of improvement. This include:Understanding and recording the description of processesReviewing policies and proceduresPerforming walkthrough testsDiscussing results of tests with relevant personsIssuing a report and discus resultsC. Auditing (Compliance, operational and financial controls audit)-Plan, Execute and report on Compliance, Operational & financial controls audits-Recording the description of processes after interviewing the relevant process owners-Document process flow charts-Developing audit programs-Issue final reports and present it to managementD. Risk management-Conducting Risk Assessment for various divisions-Update Risk register-Maintain risk register and continuously update with emerging risks-Provide risk management advice to various unitsE. Fraud Investigations-Planning investigations -Understanding details of the case to be investigated-Drafting a Planning Memorandum-Conducting Investigations and interviewing suspects-Obtaining written statements from suspects-Preparing reports and present them to management-Presenting evidence during disciplinary hearing meetingsF. Audit of Performance Information-Planning the audit-Testing reliability, completeness and validity of reported information-Verifying relevancy & reliability of documentation-Review progress reports and Prepare a report G. Coordinate audits-Coordinate work of Teba Bank & External Auditors-Communicate areas of improvement to Teba Bank-Arrange Opening and Closing meeting for External & Internal auditorsH. Perform Adhoc audits at the request of management Show less

Johannesburg Area, South Africa

A. Internal Controls Monitoring- Monthly Planning of control review assignments including Critical Financial Reporting controls, Business critical controls & other operating controls- Attending Stock counts- Visiting subsidiaries to ensure smooth running of businessesB. Auditing - Perform Compliance, Operational& financial controls, Risk-based audits- Planning and attending Opening meetings- Recording the description of processes after interviewing the relevant… Show more A. Internal Controls Monitoring- Monthly Planning of control review assignments including Critical Financial Reporting controls, Business critical controls & other operating controls- Attending Stock counts- Visiting subsidiaries to ensure smooth running of businessesB. Auditing - Perform Compliance, Operational& financial controls, Risk-based audits- Planning and attending Opening meetings- Recording the description of processes after interviewing the relevant process owners- Developing audit programs- Executing the audit (testing)- Discuss findings with management- Drafting reports and present it to managementC. Follow up Reviews- Prepare notification letter and submit to subsidiary- Review the internal audit progress report- Test the completed observations on sample basis- Prepare draft internal audit follow up report- Review the revised management comments and action plans- Submit final internal audit report to Group Internal Audit ManagerD. Fraud Investigation- Performing Forensic Investigations as informed by Fraud hotline - Planning, execution, interviewing & interrogating suspects & preparing an investigation report- Coordinating the Fraud Team meetings- Conducting Fraud Awareness Campaigns throughout the GroupE. Performing Adhoc audit requests Show less

Johannesburg Area, South Africa

Responsibilities- Updating and documenting system processes- Preparing and reviewing audit programs- Develop process risks and controls based on the system process.- Evaluating audit risks- Performing audit tests and documenting results on audit working papers.- Evaluating compliance with corporate governance- Review audit working papers for intermediate and junior auditors. - Discussion with management and obtaining management comments on audit… Show more Responsibilities- Updating and documenting system processes- Preparing and reviewing audit programs- Develop process risks and controls based on the system process.- Evaluating audit risks- Performing audit tests and documenting results on audit working papers.- Evaluating compliance with corporate governance- Review audit working papers for intermediate and junior auditors. - Discussion with management and obtaining management comments on audit findings.- Compiling drafts internal audit reports.- Performing and review the cross referencing of audit work papers in the file.- Conducting follow up on prior year internal audit reports.- Assist in preparation of audited annual financial statements Show less

Responsibilities - Provide support service to the personal and business markets regarding new account processing, account maintenance and investments.- Understanding the risks associated with the opening of the accounts, dealing with mandates and specimen signatures as well as maintaining a high level of integrity and ethical standards.- Business development, by selling bank’s products reactively and pass on sales leads to sales units.- Facilitate and develop a close… Show more Responsibilities - Provide support service to the personal and business markets regarding new account processing, account maintenance and investments.- Understanding the risks associated with the opening of the accounts, dealing with mandates and specimen signatures as well as maintaining a high level of integrity and ethical standards.- Business development, by selling bank’s products reactively and pass on sales leads to sales units.- Facilitate and develop a close relationship between Standard Bank, estate agent and/or developer to ensure all potential buyers are referred to Standard Bank.- Analyse customers bank or financial statements- Perform customer income and identity verification - Follow-up with client regarding outstanding documentation daily for open application- Request property assessment and safeguard bank interest- Perform customer ITC/Experian checks- Capture and process all products applications. - Review customer Behaviour Risk indicator and score the application- Grant/Decline application- Motivate and refer declined application for approval to Risk Unit- Motivate and request better interest rates for customers- Provide feedback with the relevant conditions of the approval in principal (AIP) to the client, estate agent and appointed attorneys Show less

Certified Fraud Examiners (Cfe), Financial Forensics And Fraud Investigation

Bachelor Of Commerce (Bcom), Financial Accounting