Parag Darbhe Email & Phone Number

Dallas, Texas, United States

Austin, Texas Metropolitan Area

New York, Ny

Built out of the Global Large Transactions framework in Finance, including process, Policy and procedures. Work with Finance senior management and Business to assess capital impact of complex Large transactions under Basel III and SEC Net Capital rules. Size capital estimates and provide Finance sign-off for New Product Approvals (NPA). Approve large transactions at various committees. Work with different desks in order to understand the capital impacts of large transactions. Work with global offices (Tokyo, Hong Kong, London) to understand transactions that being booked in their region which have Firm capital implications. Lead the Capital Estimation team which is comprised of various SMEs from Credit, Risk and Finance.

Stamford, Ct

Draft and update the annual Capital Plan by working with different business units. Develop the capital management framework and create and execute the annual ICAAP process. Analyze and develop the Annual Capital Target. Prepare the DFAST 14-A Capital and RWA schedules. Create quarterly, mid-year and annual capital adequacy ratios. Draft Re-covery and Resolution Plans for the Bank and the Firm. Update policies and procedures on an annual basis.

Portland, Oregon Area

Participated in the credit approval process and treasury solutions packaging. Coordinated with product partners, deal team members and clients throughout the course of a transaction.

Portland, Oregon Area

Proactively worked with different trading desks, business units and senior management to implement the Volcker Rule for the Bank; worked with different business units to update the RAS; updated RCSA, policies and procedures as necessary; participated in enterprise-wide projects to ensure that new risks are appropriately identified and addressed; worked with executive team to ensure any emerging risk is identified and proactively managed; participated in the ERA process to identify an new risks and se-verity of that risk.

- Prepare the consolidated daily market and liquidity risk measures in an accurate and timely manner to enable senior management review of the LBG NA risk positions and confirm compliance with limits or identify limit breaches. - Create liquidity reports for the New York branch that are sent to the FSA on a daily basis. - Assist with the daily monitoring of the Treasury balance sheet and analyze any mismatches which are undertaken of the LBG NA wholesale funding sources.- Provide projected daily cash flow reporting to Treasury & Trading NA to assist with the management of liquidity risk positions, ensure the data agrees with the transactions in the system and enable compliance with both prudential and regulatory liquidity requirements.- Assist with running the periodic interest rate and liquidity stress tests and monitoring the results to ensure adequate availability of facilities to offset the projected stressed risk positions. - Assist with preparation of the monthly LBG NA ALCO Reporting Pack and collation of the various papers which are presented to the Committee.- Maintain treasury liquidity policies and procedures to ensure they are compliant with regulatory requirements. - Assist with ALM and QRM project for managing of interest rate and liquidity risk - Monitor credit limits and bank limits for interbank and intrabank counterparties in order to avoid breaches. - Collaborate daily with IT to minimize manual reporting and improve efficiency in daily reporting.-Monitor and report broker dealer positions to ensure the interest rate risk taken does not breach the limits and ensure all intraday positions are closed before end of day. -Ensure that the EWI’s (early warning indicators) reflect both absolute and relative performance of market metrics and are forwarding looking to identify any future threats which are set out by the bank’s contingency funding plan.

- Measured and calculated credit risk of various funds by acquiring the net asset value.- Utilized excel to report risk exposure data on a daily basis for the Mortgage-Backed Securities and Foreign Exchange teams.- Researched default counter party analysis using Moody’s, S&P and Fitch ratings to minimize loss as well as screen for ratings changes. Confirmed margin terms using ISDA documents.- Conducted risk assessment of financial instruments through investment agreement documentations.- Formulated credit review for various funds, investment advisors and foundations.

- Served as a consultant to internal and external clients in order to yield operational efficiencies and reduced financial risk to firm.- Assisted management in minimizing and monitoring compliance and operational department risks by researching various companies, funds and accounts- Executed critical project tasks including maintaining firm database with current principal and subsidiary financial information and hierarchy for credit interested accounts.- Utilized documentation and internet sources to create accounts and assign legal attributes.- Utilized proprietary technologies, to identify settlement and credit risk, and to confirm legal existence, legal structure and append legal classifiers to clients.

Master Of Business Administration (Mba), Finance And International Business

Bachelor Of Business Administration (Bba), Finance, General