Chief Compliance Officer
Current
Mar 2024 - Present
AeroLeads people directory · profile
Parimal Patel Email & Phone Number
Investment Compliance l Fund Compliance l Regulatory Examinations l Regulatory Change
at
Liquid Strategies
1 work email found
@invesco.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Investment Compliance l Fund Compliance l Regulatory Examinations l Regulatory Change
Location
Atlanta Metropolitan Area, United States, United States
Company size
Who is Parimal Patel? Overview
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Quick answer
Parimal Patel is listed as Investment Compliance l Fund Compliance l Regulatory Examinations l Regulatory Change at Liquid Strategies, a company with 10 employees, based in Atlanta Metropolitan Area, United States, United States. AeroLeads shows a work email signal at invesco.com and a matched LinkedIn profile for Parimal Patel.
Parimal Patel previously worked as Chief Compliance Officer at Liquid Strategies and Chief Compliance Officer at Bison Wealth, Llc. Parimal Patel holds Master Of Business Administration (M.B.A.), Accounting And Finance from University Of Alabama At Birmingham.
Company email context
Email format at Liquid Strategies
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{first}.{last}@invesco.com
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Profile bio
About Parimal Patel
With over 23 years of global compliance and risk management experience, I am a senior executive and a subject matter expert in evaluating and recommending risk mitigation strategies for complex financial instruments. I have a proven track record of leading high-performing teams, implementing key regulatory directives, and engaging with industry associations and regulators to advocate for Invesco US, a leading investment management firm with $500 billion in assets under management.As the Compliance Director, I am responsible for identifying, monitoring, and supporting the compliance and investment activity for a diverse range of fixed income and multi-asset strategies, including derivatives, across various product types and jurisdictions. I also lead Invesco US's coordination and response efforts for SEC regulatory examinations, ensuring the accuracy, timeliness, and completeness of the information provided. Additionally, I am a key member of the compliance team leading the Alpha Next Gen project, a strategic initiative to migrate to a new data platform and order management system. My mission is to provide solutions that meet the strategic and tactical business objectives of Invesco US and its clients, while adhering to the highest standards of ethical and professional conduct.Areas of ExpertiseCharles River l Aladdin l '40 act l FINRA l ERISA l Derivatives l Fixed Income l Regulatory Examinations l Regulatory Change l Data Analysis l Leadership l ETFs l Digital Assets
Listed skills include Securities, Alternative Investments, Series 24, Series 7, and 24 others.
Current workplace
Parimal Patel's current company
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Liquid Strategies
5 roles · 25 years
Parimal Patel work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Mar 2024 - Sep 2024
Vice President Compliance
Sep 2023 - Mar 2024
Compliance Director / Sr. Compliance Manager / Compliance Manager / Senior Compliance Officer
- Promoted to increasingly responsible positions in recognition of my contributions and regulatory compliance expertise. Responsible for: - Identifying potential compliance issues affecting proposed derivative investment.
- At the request of Senior Management, created Derivatives Monitoring Team to monitor compliance of the company’s derivative portfolio with SEC regulatory requirements.
- Represented Compliance function in 20+/- Due Diligence meetings with U.S. and International investment funds and consultants.
- Actively participated in 5-person team of senior compliance officers, legal officers and outside counsel to create a document detailing the measurement and treatment of derivative risk exposure for regulatory.
- Significant contributor to launch of 8 new investment funds. Identified gap in company’s ability to monitor compliance during trades; developed and tested solution to achieve requisite monitoring capabilities.
- Selected to participate in the company’s 12-member Global Legal and Compliance Derivative Working Group,
May 2010 - Sep 2023
Associate Vice President / Trading Manager / Associate Trader / Operations Specialist
- Initial post-graduate employment as Operations Specialist for investment firm owned by First American Bank, a regional bank headquartered in Birmingham. Earned increasing levels of responsibility and accompanying.
- Executed trades in accordance with specifications of third-party money managers, securities brokers, and high-net worth individual investors. Efforts necessitated establishing and maintaining trustworthy relationships.
- Responsible for order routing decisions. Employed relevant criteria for routing choices, including promptness of execution, pricing, corporate relationships, and type of security being traded.
- Led trading desk during 2008 market volatility, Dealt with extremely elevated trading volumes. Managed efficient and timely trade executions and settlements despite short-handed staff resources.
- Flawlessly managed conversion of 300 investment accounts acquired by NBC.
- Resolved order ambiguities, settlement issues, receipt and delivery errors, and similar trading issues.
2001 - 2010
~9 yrs
Team & coworkers
Colleagues at Liquid Strategies
Other employees you can reach at liquidstrategiesllc.com. View company contacts for 10 employees →
JB
Justin Boller
Colleague at Liquid StrategiesAtlanta, Georgia, United States, United States
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AL
Andrew Lill, Cima®
Colleague at Liquid StrategiesWest Chester, Pennsylvania, United States, United States
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CA
Connor Allen
Colleague at Liquid StrategiesAtlanta Metropolitan Area, United States
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SG
Shawn Gibson
Colleague at Liquid StrategiesAtlanta, Georgia, United States, United States
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Justin Boller
Colleague at Liquid StrategiesAtlanta, Georgia, United States, United States
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AL
Andrew Lill, Cima®
Colleague at Liquid StrategiesWest Chester, Pennsylvania, United States, United States
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CA
Connor Allen
Colleague at Liquid StrategiesAtlanta Metropolitan Area, United States
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SG
Shawn Gibson
Colleague at Liquid StrategiesAtlanta, Georgia, United States, United States
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2 education records
Parimal Patel education
Master Of Business Administration (M.B.A.), Accounting And Finance
University Of Alabama At Birmingham
Bachelor’S Degree, Finance, General
University Of Alabama At Birmingham
FAQ
Frequently asked questions about Parimal Patel
Quick answers generated from the profile data available on this page.
What company does Parimal Patel work for?
Parimal Patel works for Liquid Strategies.
What is Parimal Patel's role at Liquid Strategies?
Parimal Patel is listed as Investment Compliance l Fund Compliance l Regulatory Examinations l Regulatory Change at Liquid Strategies.
What is Parimal Patel's email address?
AeroLeads has found 1 work email signal at @invesco.com for Parimal Patel at Liquid Strategies.
Where is Parimal Patel based?
Parimal Patel is based in Atlanta Metropolitan Area, United States, United States while working with Liquid Strategies.
What companies has Parimal Patel worked for?
Parimal Patel has worked for Liquid Strategies, Bison Wealth, Llc, Voya Investment Management, Invesco Us, and Nbc Securities.
Who are Parimal Patel's colleagues at Liquid Strategies?
Parimal Patel's colleagues at Liquid Strategies include Justin Boller, Andrew Lill, Cima®, Connor Allen, and Shawn Gibson.
How can I contact Parimal Patel?
You can use AeroLeads to view verified contact signals for Parimal Patel at Liquid Strategies, including work email, phone, and LinkedIn data when available.
What schools did Parimal Patel attend?
Parimal Patel holds Master Of Business Administration (M.B.A.), Accounting And Finance from University Of Alabama At Birmingham.
What skills is Parimal Patel known for?
Parimal Patel is listed with skills including Securities, Alternative Investments, Series 24, Series 7, Derivatives, Trading, Charles River Ims, and Series 65.
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