- Directed a global team of auditors to assess and develop an in-depth understanding of global financial compliance management and regulatory requirements including transactions, e-communications, privacy, and AML activities.- Led risk-based and regulatory-required audits including planning and scoping, audit test execution, workpaper documentation, and reporting.- Spearheaded walkthroughs with business and technology stakeholders to perform control design assessments, effectiveness testing, and identification of control gaps for reporting to senior management.- Identified risks, provided effective challenge, and prepared commercially effective audit conclusions and findings.- Contributed to the development of a multi-year internal audit strategy and framework for comprehensive review of Compliance and Engineering functions within the firm.- Developed and retained key stakeholder relationships by engaging in continuous monitoring process involving periodic meetings with business and technology stakeholders to assess changes in the risk and control environment.

- Audited Compliance and Legal Engineering functions including firm-wide surveillance monitoring, AML and sanctions screening, control room compliances, funds transfers, and consumer banking compliance.- Provided assurance on the data quality, surveillance system logic, and metrics generation, along with general technology controls for underlying applications. - Spearheaded scoping and planning of the audits, and deployed audit and analytical procedures assessing the design and operating effectiveness of the controls to mitigate risks. - Presented and delivered audit results to the firm's local and global management.

- Identified risks, assessed mitigating controls, and made recommendations on improving the control environment focusing on Credit Risk & Liquidity, Compliance & Surveillance, and firmwide platforms.- Analyzed business and technology processes to evaluate the effectiveness of relevant technology controls.- Analyzed design of IT controls focusing on underlying architecture, availability, performance, and impact on business.- Designed and executed tests to validate application system control code inspection (in Java, Slang, C++) and reperformance using SQL, Excel, or Slang.- Assisted in report preparation and drafting commercially effective audit conclusions and findings.

Risk Analytics-Assisted global Tier-1 banks in implementing risk management frameworks including data analysis and risk model reviews.-Reviewed and analyzed an Early Warning Indication system and liquidity reporting dashboard.-Provided design services to large FBOs for implementation of Current Expected Credit Loss (CECL) standard including data management, automation, and exception reporting services.-Performed detailed and robust CECL data gap assessment for large FBOs including analysis of existing architecture, regulatory reporting processes, data quality and controls, and data governance.-Achieved alert remediation, compliance reporting, and transaction monitoring review for a large FBO.

-Managed course content and provided academic support via NYUClasses.-Aided the Assistant Director of Academic Services in project and data needs.

-Designed and maintained the annual GAB budget.-Performed accounting due diligence and coordinated executive decision making.-Spearheaded vendor relations and executed event planning.

-Designed and developed workflows in Alteryx to analyze critical processes and data points.-Envisioned and built interactive dashboards using Qlikview to assist in internal audit and decision making.-Created reports and information guides to be used by audit teams and co-sources.-Monitored, assessed, and analyzed organizational risk and controls by confirming information and compliance with policies, procedures, and laws.

-Worked as part of the project team that developed a comprehensive database management module which provided an efficient search mechanism to explore various MBA and Engineering colleges across India. -Assisted in project management and business analysis allowing the company to expedite strategic decision making.