Patrick Costigan Email and Phone Number
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Patrick Costigan, a trusted Senior Operational Risk professional who directs, advises and supports the identification, analysis and mitigation of non-financial risks, has a strong history of proactively challenging the business to make sure it stays within its risk appetite. Throughout his career, he has had extensive experience collaborating with senior management and colleagues to conceptualize needs, build strategic plans, and implement processes to achieve group goals.Current FINRA Licenses Series 7, 24, 55 and 63.
Wells Fargo
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Operational Risk Senior Officer - Corporate & Investment BankingWells Fargo Jun 2021 - PresentSan Francisco, California, UsFacilitates execution of the Operational Risk Management policy as it relates to the firms risk framework, ensuring compliance with industry regulations and internal policies.Commands a deep knowledge of operational and enterprise risk management concepts, risk frameworks, business processes, banking products and good governance practices allowing for a pragmatic and effective approach to risk management.Independently challenges existing risk management fundamentals and assumptions to proactively identify, measure, monitor, and control non-financial operational risks.Oversees Risk Control Self Assessments (RCSA) for covered business, helping to define risks, raise Issues, monitor the development of effective Controls and the implementation Corrective Actions.Innovative and able to lead initiatives to simplify and strengthen policies, processes and procedures through effective Change Management.Promotes a risk culture that ensures effective risk governance and proper escalation to stakeholders.Conducts Root Cause Analysis of internal and external operational risk events and near misses toimprove procedures and controls to identify Inherent risks and reduce residual risks.Possesses effective collaboration skills used to support and mentor other colleagues.Leads projects to identify nontraditional risks and flawed processes ultimately reducing risks.Delivers operational risk data and analysis for quarterly engagements with regulatory agencies.
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Senior Vice President, Business Controls And SupervisionCiti Nov 2017 - Jun 2021New York, New York, UsCollaborated with business leaders, supervisors and CAO's to enhance the global equities supervision framework.Managed the design and implementation of new procedures for monitoring performance of supervisory controls.Designed reports for Sales and Trading to highlight conduct and timeliness trends.Developed control testing and enhancement initiatives to remediate identified issues.Established strong relationships with front office management improving control awareness.Coordinated with Internal Audit on reviews and investigations. -
Principal, Securities LendingLight Horse Market Solutions Oct 2014 - Oct 2017Instrumental in developing the firm's securities lending and financing platform.Introduced numerous lending and borrow parties to the firm, particularly Americas based agent banks.Secured and priced Hard-to Borrow portfolios to maximize clients' portfolio returns.Accessed extensive network to help bring price transparency to the firm's international lending activities.Advised the firm on synthetic borrowing/lending - i.e. option RevCons and listed equity futures.
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Director, International Securities Lending New York Desk HeadCiti Jan 2011 - Jun 2014New York, New York, UsPrimarily focused on sourcing dividend paying European equities from U.S. and Canadian lenders for U.K. based Flow Arbitrage desk.Senior Trader and Manager of a high volume Equity Finance trading desk providing stock loan coverage to hedge funds, broker-dealers, banks, institutional investors and internal trading desks.Regionally responsible for all international trading, strategy and business development.Expanded existing relationships with all major agency lenders by accessing new markets and portfolios.Established new relationships with previously unsigned broker-dealers.Maintained borrows and profitable rates on international equities lent to all customers.Mentored and trained three junior traders covering the Asian and Latin American markets.
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Executive Director, International Securities Lending TraderUbs Investment Bank Aug 2007 - May 2010Zurich, ChSupply Trader sourcing European and Latin American equities for UBS flow traders and Hedge fund clients globally.Primary yield enhancement trader for Americas based securities lenders looking to lend European Equities to UBS London delta one desk.Maintained profitable spreads across all markets and sectors. -
Executive Director, Equity Swaps Senior TraderUbs Investment Bank Dec 1998 - Aug 2007Zurich, ChManaged executions for a profitable $40 billion dollar swap book including risk pricing, market making and hedging against guaranteed price fills.Primary trader for all U.S. equity swap strategies and provided secondary coverage for Canadian, Mexican and Brazilian underlying swaps.Originated and maintained an execution business which consistently produced multi-million dollar commissions.Trained, evaluated and managed three junior traders in swaps pricing, execution and risk management strategies.
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Director, Equity Swaps TraderUbs Investment Bank Mar 1996 - Dec 1998Zurich, ChDeveloped and maintained an extensive network of brokers to facilitate trading and offsetting. Provided all types of execution for market pro and hedge fund clients including single stock, index and custom baskets. Negotiated, priced and facilitated all types of custom stock execution, including vwap, pov, limits, spreads and algorithms.Initiated and developed a project to streamline front-to-back processing of all hedge and swap trades.
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Associate Director, Equity Derivative TraderUbs Investment Bank Nov 1991 - Mar 1996Zurich, ChTraded Equities, OTC options, listed options, index futures and rate futures
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Sales Assistant/ Financial ConsultantShearson Lehman 1986 - 1991
Patrick Costigan Skills
Patrick Costigan Education Details
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University Of VermontMinor: Accounting -
Pace University - Lubin School Of BusinessCyber Security.
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Chaminade High School, Mineola New York
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University Of VermontEconomics
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University Of VermontEconomics
Frequently Asked Questions about Patrick Costigan
What company does Patrick Costigan work for?
Patrick Costigan works for Wells Fargo
What is Patrick Costigan's role at the current company?
Patrick Costigan's current role is Executive Director-Senior Lead Operational Risk Officer- Operational Risk Business Oversight.
What is Patrick Costigan's email address?
Patrick Costigan's email address is pc****@****ems.com
What is Patrick Costigan's direct phone number?
Patrick Costigan's direct phone number is +171854*****
What schools did Patrick Costigan attend?
Patrick Costigan attended University Of Vermont, Pace University - Lubin School Of Business, Chaminade High School, Mineola New York, University Of Vermont, University Of Vermont.
What skills is Patrick Costigan known for?
Patrick Costigan has skills like Fixed Income, Options, Derivatives, Equities, Securities Lending, Equity Derivatives, Prime Brokerage, Trading Systems, Hedge Funds, Middle Office, Electronic Trading, Structured Products.
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