Patricia Rush Email and Phone Number

•Oversee product development and special project such as FATCA/CRS remediation, 1099-K, 1099-C and 1099-B for Crypto transactions• Develop roadmap to implement new tax reporting standards for AU, EU and CA.• Conduct monthly Steering Committee meeting with members of Risk, Compliance, IT, Legal and Tax.• Assist with migration of recently acquired companies as regulatory SME• Reviewed of SOP’s for PayPal Credit and Business Requirements• Worked with Deloitte to facilitate FATCA and CRS Filing for EU, RU and AU• Facilitate meeting with workstream Project Manager monitor and ensure deliverable are met on time and in budget

Supervise the delivery of Regulatory Projects within the Americas Program including; Volcker, Dodd-Frank Reporting and Clearing, FATCA, 871(m) and the Consolidated Audit Trail (CAT). Also coordinated with Global Markets business and IT stakeholders to ensure requirements for these Programs were met.• Work with IT Project managers and front office staff to develop finance and resource plans to support delivery at various phases of the SDLC.• Manage the identification of risk which impact Program delivery escalate where required and drive to resolution.• Support Project communication by maintaining communication tools for critical project deliverables and other documentation to ensure transparency.• Direct communication of status, issue and risk to all stakeholders to facilitate consistent global reporting, mitigate and manage risk and administer financial controls.• Lead monthly quality assurance reviews for Regulatory project within FinReg utilizing the Credit Suisse-Software Delivery Framework (CS-SDF) to identify all activities, deliverables and actions that warrant improvement and track remediation to completion. • Participate in working groups in addition to PMO responsibilities as it pertains to projects within the Americas Program• Supervise governance and control activities within IT supplier teams: Deliverables include; Monitoring teams adherence to the Firms proprietary SDLC methodology, acting as the primary SME across all project teams for PMO related queries and provide guidance, ensuring compliance with all audit requirement, production of meeting materials.• Financial Management of all Projects financial within Programs including resource allocation, project charter creation, forecasting, Budget and Planning.

Financial Regulation (FinReg) FATCA Senior IT Project / Implementation Manager • Manage and delivered FATCA 1042-S and FATCA 8966 projects involving Operations teams and end-user groups;• Primary contact providing necessary project leadership and drive end to end project lifecycle including start up, design; testing, project acceptance, handover to business and final closure to ensure delivery on time within budget specifications;• Set up projects efficiently by providing full work breakdown structure, estimation, planning and budget management necessary to enable forecasting and delivery of the project within the tolerance agreed by the project sponsors;• Assimilate multiple work-stream and MI reports, conduct quality assurance, scrutinize and clarify exceptions and summarize themes and issues towards the production of reporting packs for IT and Operations senior staff;• Review test-cases with end users to ensure UAT completeness and accuracy;• Primary IT contact for remediation of defects and/or issues noted by users;• Maintain project documentation and relevant information in an auditable state ensuring that all deliverables are appropriately documented and in compliance with the Credit Suisse-Software Delivery Framework (CS-SDF) standards;• Manage daily checkpoint and weekly reporting needs including documenting and tracking changes, assumptions, issues, risks and dependencies related to the project and where applicable the overarching program;• Manage and or escalate exceptions to ensure timely and appropriate resolution of issues and mitigation of risks. Escalate and act on direction from Program manager responsible for oversight of the project’s delivery.

FATCA & Dodd Frank Program Manager – FATCA Implementation Team Lead, Dodd-Frank Operations PMO • Lead weekly FATCA working group to provide Program/Project updates to CAO and CIO of Brokerage client• Scope FATCA Program and define each project’s work streams;• Identify FATCA impact on each business line and support departments in front office, Operations and IT;• Define governance model and roles and responsibilities and write applicable charter documents;• Liaise with various business units and support departments to determine priorities and agree solutions;• Monitor, tracking and reporting project progress to the stakeholders;• Ensure actions, issues, and risks are identified and effectively managed and reported to Global Head of Operations and Middle Office and the Group CFO;• Ensure communication within the program and to external stakeholders; • Dodd-Frank Role – Program Manager to Global Operations and Middle Office• Work with the head of Compliance, Legal, Internal Audit, Technology, Risk and PMO personnel to produce the annual Chief Compliance Officer (CCO) Report required by Dodd Frank. Key tasks include:• Summarizing relevant Commodities Exchange Act and CFTC regulation,• performing gap analysis of applicable law with the written policies and procedures to the Swap dealers and Futures entity• Defining on a risk-weighted basis procedures requiring testing and verification• Manage external consultancy as part of the Regulatory Operation Control Team that perform testing and updated documentation where applicable• Prepare and present Operations/ Middle Office submission of the CCO Annual Report to the respective Board of Directors and to the CFTC.• Chair Weekly senior staff working group to report metrics for risks, issues and overall progress• Draft remediation plan for high risk items reported to the CFTC on behalf of the Swap Dealers and Futures Clearing Merchants

PM managing the implementation and Delivery of FATCA (Foreign Account Tax Compliance Act) for the Americas.

PM managing the Dodd-Frank implementation for the Securitized Products and Reference Data Groups.

Develop and manage Project Plans with Microsoft Project for Morgan Stanley’s firm-wide implementation of Regulation V;• Identify requirements for a business process modeling tool and conducted a detailed vendor evaluation;• Define project scope, goals and deliverables that support the Business Unit goals in collaboration with senior management and stakeholders;• Develop full-scale project plans and associated communication documents;• Estimate the resources and participants needed to achieve project goals;• Create MS PowerPoint Decks for Steering Committee Meeting and weekly reporting to senior management;• Compile and report weekly metrics and detailed Project Plans to the Information Security Project Management Office;• Manage Issues and Change Control Logs on an ongoing basis to identify potential issues and mitigating steps;• Define project success criteria and disseminate them to all involved parties throughout the project life cycle;• Chair meeting with various Morgan Stanley Business Units to identify functional groups best suited to manage various aspects of Regulation V. (i.e.; vendor attestations, incident reporting);• Liaise with project stakeholders and PMO on an ongoing basis to set and manage expectations regarding internal and external project resources, budget, critical path and dependencies/progress of tasks and milestones;• Utilize my background in finance to analyze various firm-wide processes and perform Gap Analysis (Microsoft Visio) for implementing new processes and enhancing legacy processes;• Author Procedures documents and desk top manuals for Business Unit managers and process owners to identify escalation points, clearly define duties and map processes subsequent to project closure;• Proactively manage changes in project scope, identify potential crises and device contingency plans;• Conduct project post-mortems and create a recommendation report in order to identify successful and failed project elements.

Associate/ Assistant Vice President Client Support Global Technology & Operations• Manage client related operational events and KYC responsibilities including; communication with Compliance, Legal, Relationship Management on issues relating to client adoption and on boarding.• Developed and implement a comprehensive monthly Q/A of the offshore team used by GTO and AML Compliance to test the KYC work product• Escalation point for all high risk and negative media discoveries. Also, handle escalation high risk clients to AML Compliance if deemed necessary.• Ensure all supporting documentation provided by the business is relevant to the jurisdiction and Deutsche Bank policies.Assistant Vice- President – KYC/KYI Project & Oversight Management- Legal Risk Compliance Operations • Direct and Manage project development from beginning to end;• Develop best practices and tools for project execution and management;• Collaborate with DeAM AML Compliance to author the New Client Adoption (NCA) KYC-KYI Procedures for Approval of DB Advisors, Deutsche Insurance Asset Management, DWS Investments and RREEF Alternative Investments KYC and KYI files, DeAM Process Manual to Reconcile Master Client List in Eagle PACE, Process Manual for Remediation of Asset Management Intermediaries, 2009 KYC Periodic Review of DeAM Customers for the DeAM Business Lines and DeAM Procedure for Regulatory List Searches• Create detailed project plans that include work breakdown structures, change control management, goal marks and MIS to key stake holder• Creation of bi-monthly MIS distributed to DWS Investments, DB Advisors to demonstrate project governance.• Work with DeAM Business partners, AML Compliance, GTO IT to close Audit points assigned to the DeAM Business line and GTO from 2006, 2007 and 2008. Single point of contact for Internal Audit for testing and closure request pertaining to all KYC and KYI audit exceptions

Financial Analyst​- Risk Management Group• Analyze financial performance and creditworthiness for portfolio of corporations, partnerships, and other business entities with annual revenues ranging from $20 million to $2 billion.• Evaluate credit proposals, while preparing and presenting internal documents for approval by senior insurance executive and potential investors.• Prepare and researched credit memorandums for captive insurance programs as well as for profit organizations to gage liquidity, leverage and sustainable growth.• Prepare comparable and industry analysis using D&B, KMV, Standard & Poor’s and Moody’s publications to provide an internal risk rating of an organizations creditworthiness.• Conduct Profit and Loss, Balance Sheet, GAAP analysis for quarterly portfolio review and reconciliation for Financial Institutions and Insurance• Present conclusion of analysis and credit memorandum to senior insurance and risk management executives for final risk approval.

Bank Officer - Financial Analyst; International Corporate​• Evaluate business plans, created and sensitized financial models for determining optimum capital structure, enterprise value and covenant structuring for senior debt transactions ranging from $10 million to over $500 million to customers in various industries. Managed several aspects of the underwriting function.• Conduct heavy cash-flow and sensitivity modeling and analysis to evaluate customers’ financial performance and their ability to meet debt service requirements under various economic conditions.• Present financing proposals and memos for approval by internal risk committee for securitizations and structured loans.• Work closely with Relationship and Portfolio Managers in underwriting leveraged middle market, cash flow based transactions, while continuously monitoring credit risk, financial performance, covenant compliance and industry performances of existing portfolio; capabilities included senior/sub debt facilities. FleetBoston Financial, Boston, MACorporate Banking Credit Analyst Training Program​​​​February 2001 – May 2001• Completed Corporate Credit training program in Boston, MA.• Class-work concentrated on Corporate Finance, Financial Accounting, Risk Analysis, and Market Dynamics• Applied concepts through case studies of the Bank’s clients

• Participant of the Banks formal credit training program.• Completed a 12-Week training program in Boston, MA.• Class-work concentrated on Corporate Finance, Financial Accounting, Risk Analysis, and Market Dynamics• Applied concepts through case studies of the Bank’s clients