Patrick Brian Tan Email & Phone Number

Makati, National Capital Region, Philippines

• As Officer-in-Charge of the Anti-Money Laundering Department from February 2022 to present:
• Define, maintain and continuously strengthen the established money laundering prevention strategy as aligned with the Bank’s strategic objective
• Acts as main subject matter expert during high level discussions and during training/awareness sessions and applicable committee meetings
• Oversee the conduct of AML Compliance Risk Testing of Business Units and pursue continuous improvement of actual program/policies covering conduct of testing
• Spearhead necessary initiatives (with respect to policy-making, procedural and technological perspectives) to ensure adequacy of the Bank's internal controls relative to ML/TF/PF prevention
• Take the lead in BSP’s regular and special examinations on AMLA as well as AMLC’s inquiries and investigations

Makati, National Capital Region, Philippines

• As Head of the Reporting and Investigation Unit from January 2017 to January 2022:
• Review updates and revisions made relative to various Implementing Guidelines covering proper alerts management and regulatory reporting including use of various AML-related systems utilized to facilitate such conduct
• Act as lead point person relative to dialogues to be undertaken with business units concerning alerts management and regulatory reporting matters
• Oversee and approve undertaken activities covering both regulatory reporting and alerts handling teams
• Act as lead facilitator during conduct of internal and external inquiries and investigations including Targeted Financial Sanctions (TFS) handling
• Take the lead in strategizing on system/technical and procedural changes to be pursued to enable higher level of compliance relative to regulatory obligation

Makati, National Capital Region, Philippines

• As Officer-in-Charge of the Anti-Money Laundering Department (AMLD) from November 2017 to March 2018:
• Oversees the daily operations of the Department and monitors the performance of employees and officers involved in money laundering and terrorist financing prevention.
• Reviews and validates all rendered outputs of AMLD personnel.
• Develops action plans and strategies to ensure that Anti-Money Laundering (AML)-related infractions noted during audits and examinations are corrected and acted upon.
• Acts as liaison between the Bank and the regulators in matters concerning AML compliance

Makati, National Capital Region, Philippines

- Acted as team leader in AML compliance testing engagements on the Bank’s branches and head office units.- Acted as Project Sponsor for the Bank’s AML System Upgrade Project; oversaw activities from preparation of Concept Proposal to full implementation of the upgraded system.- Served as speaker and prepared training materials for AML seminars given to.

Makati, National Capital Region, Philippines

- Helped resolve Bank-wide regulatory compliance and money laundering-related issues.- Evaluated the regulatory compliance and AML risks of the Bank’s branches and Treasury Group through onsite testing.- Updated several Bank manuals including the Manual on Corporate Governance and Compliance Program.- Helped set up and maintain the Bank’s Money Laundering.

Makati, National Capital Region, Philippines

Ranked 5th out of the 29 graduates of a yearlong intensive management training program covering finance, economics, accounting, treasury, risk management, and other banking-related courses

Master'S Degree, Executive Master In Business Administration

Bachelor'S Degree, Major In Management Minor In Marketing