Senior Compliance Consultant
Current
Self-Employed
Jan 2020 - Present
AeroLeads people directory · profile
Patrick Caulfield Email & Phone Number
Senior Compliance Consultant
at
Self-employed
1 work email found
@lfg.com
6 phones found area 484, 860, 862, and 802
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Self-employed
Role
Senior Compliance Consultant
Location
Trumbull, Connecticut, United States
Who is Patrick Caulfield? Overview
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Quick answer
Patrick Caulfield is listed as Senior Compliance Consultant at Self-employed, based in Trumbull, Connecticut, United States. AeroLeads shows a work email signal at lfg.com, phone signal with area code 484, 860, 862, 802, and a matched LinkedIn profile for Patrick Caulfield.
Patrick Caulfield previously worked as Vice President & Chief Compliance Officer at Lincoln Financial Group Distribution and Vice President, Chief Counsel & Chief Compliance Officer at Lincoln Financial Distributors, Inc.. Patrick Caulfield holds B.S., Mathematics from Saint Peter'S University.
Company email context
Email format at Self-employed
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{first}.{last}@lfg.com
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AeroLeads found 1 current-domain work email signal for Patrick Caulfield. Compare company email patterns before reaching out.
Profile bio
About Patrick Caulfield
Patrick Caulfield is a Senior Compliance Consultant at Self-employed. He possess expertise in finra, securities, investments, employee benefits, financial services and 17 more skills.
Listed skills include Finra, Securities, Investments, Employee Benefits, and 18 others.
Current workplace
Patrick Caulfield's current company
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Self-Employed
5 roles · 39 years
Patrick Caulfield work experience
A career timeline built from the work history available for this profile.
Vice President & Chief Compliance Officer
Lincoln Financial Group Distribution
Chief Compliance Officer for Lincoln Financial Group's retail and wholesale distribution broker-dealers and investment advisers:Lincoln Financial Advisors CorporationLincoln Financial Securities CorporationLincoln Financial Distributors, Inc.Responsible for compliance policies, procedures and controls concerning approximately 8,000 financial advisors.
May 2013 - Dec 2019
Vice President, Chief Counsel & Chief Compliance Officer
May 2002 - May 2013
Senior Vice President - Operations And Administration, Office Of Retail Distribution
Axa Financial/Equitable
Reported directly to the two managing directors of retail distribution. Functioned as chief operations officer for and senior advisor to those managing directors, the senior executive vice president who headed retail and wholesale distribution, 18 regional presidents, 90 regional executive vice presidents and 19 regional administrative officers..
May 1999 - Nov 2001
Vice President & Associate General Counsel - Chief Retail Distribution And Human Resources Counsel
Axa Financial/Equitable
Managed a staff of 5-10 attorneys. Functioned as general counsel for retail distribution and chief human resources and benefits counsel for the enterprise. Responsible for handling all legal issues for retail distribution as well as all employment and benefits law issues for the enterprise. Also responsible for legal risk management. Additionally.
1987 - 1999
~12 yrs
2 education records
Patrick Caulfield education
B.S., Mathematics
J.D.
Fordham University School Of Law
FAQ
Frequently asked questions about Patrick Caulfield
Quick answers generated from the profile data available on this page.
What company does Patrick Caulfield work for?
Patrick Caulfield works for Self-employed.
What is Patrick Caulfield's role at Self-employed?
Patrick Caulfield is listed as Senior Compliance Consultant at Self-employed.
What is Patrick Caulfield's email address?
AeroLeads has found 1 work email signal at @lfg.com for Patrick Caulfield at Self-employed.
What is Patrick Caulfield's phone number?
AeroLeads has found 6 phone signal(s) with area code 484, 860, 862, 802 for Patrick Caulfield at Self-employed.
Where is Patrick Caulfield based?
Patrick Caulfield is based in Trumbull, Connecticut, United States while working with Self-employed.
What companies has Patrick Caulfield worked for?
Patrick Caulfield has worked for Self-Employed, Lincoln Financial Group Distribution, Lincoln Financial Distributors, Inc., and Axa Financial/Equitable.
How can I contact Patrick Caulfield?
You can use AeroLeads to view verified contact signals for Patrick Caulfield at Self-employed, including work email, phone, and LinkedIn data when available.
What schools did Patrick Caulfield attend?
Patrick Caulfield holds B.S., Mathematics from Saint Peter'S University.
What skills is Patrick Caulfield known for?
Patrick Caulfield is listed with skills including Finra, Securities, Investments, Employee Benefits, Financial Services, Mutual Funds, Human Resources, and Insurance.
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