Patrick Flood Email & Phone Number

Reading, England, United Kingdom

• Establish, develop and oversee FC investigations framework, policies and controls to ensure meet regulatory, legislative, ‘best practice’ and reporting requirements • Miscellaneous investigation activity related to the FC prevention disciplines • Oversee day to day operation / development of FC prevention / detection controls• Identifying new / emerging risks and control enhancements• Oversee / implement the set up and operational effectiveness of the Investigations team• People management, training and development • Establish / embed and oversee Group Whistleblowing function / programme • Provide guidance/assistance on complex/high profile or contentious investigations • Oversight / management of Sanctions / PEP screening programme and SAR reporting• Liaison with senior Legal and HR management, external counsel and law enforcement

• Oversee FC framework, ensure mitigation of risks in line with risk appetite• FC related MI/reporting to understand risk profile and key initiative / control requirements• Technical FC leadership / advice to senior mgt and 1st and 2nd Lines of Defence (LoD)• Leadership role in managing investigations, working with key stakeholders• Oversee the Deputy MLRO advising the MLRO / FC Director on external reporting requirements• Manage FC teams – AML / CTF, Sanctions, Fraud, AB&C and Investigations• Meet legal / regulatory obligations for FC, liaising with regulators and authorities• Oversight / challenge on the 1st LOD application of FC policies and controls• Develop a strong anti-FC culture across the organisation• Ensure suitable FC governance is in place, and working effectively• Oversee FC related controls and due diligence for key TPA’s and Outsourcers• Devise and deliver FC related training, both regulatory and ad hoc / higher risk• SME input to FC related assurance and audit programme

Reading, England, United Kingdom

• Risk assessments / reviews including vulnerabilities and related controls• Leading / overseeing Investigations activity• Develop / maintain robust policies / procedures, promoting positive anti-FC culture• Provide anti-fraud / bribery guidance to business, senior management and projects • Review relevant UK regulatory / legislative publications, rules and guidance• Manage internal and external relationships, including regulators and industry forums / contacts• Draft senior management papers, including annual fraud / anti-bribery reports• Devise and oversee / deliver fraud and bribery related training and awareness

Advanced Professional Certificate In Investigative Practice, Financial Crime Investigations

Acii, Insurance

Education record

Postgraduate Certificate And Diploma In Fraud Risk Management, Fraud Risk Mgt

Iso37001 – Anti-Bribery Auditor, Financial Crime