Functional Administrator of the Enterprise Operational Risk GRC tool MetricStreamBusiness Project Manager for Separation of MetricStream from GE CapitalFunctional Administrator of the Enterprise Operational Risk GRC tool BWise

Senior Consultant for Financial Services Strategy and Transformation Practice- Analyst/ Project Manager for Anti Money Laundering Project Management Team- Analyst/ Project Manager for Strategic Initiatives Data Enterprise Legal and Compliance Group -UAT Test Execution Lead; Morgan Stanley Smith Barney Conversion, Private Wealth Management Conversion, Outside Business Interests/Employee Trading

• Managed a book of over 800 clients with average client deposits exceeding $50,000.• Explored client’s financial profiles and provide financial products and solutions to meet their individual needs and goals.• Maintained and developed new client relationships by building a referral network while partnering with product specialists.• Recommend, processed, and closed financial products including Mutual Funds, Annuities, Home Equities, and Mortgages.

• Managed relationships with 30 to 50 mortgage brokers throughout the New York region, for a nationwide wholesale lender specializing in residential mortgages. • Interacted with mortgage brokers and outside sales team to evaluate prospective deals and provide advice on specific products. Analyzed deals for compliance with corporate guidelines, federal regulations, state policies and secondary market requirements.• Managed application process from preparation of documentation and underwriting through post-closing. Worked with appraisers, title companies and attorneys to resolve a wide range of issues. Analyzed borrowers’ debt to credit ratios and review financial statements, 1040s, W-2s, personal and bank statements to assess credit worthiness.• Received the highest ratings in consecutive evaluations, and selected by the vice president to attend the newly instated Management Training Program, designed to identify and develop new talent within the organization.