Owner
CurrentBroad based compliance consulting services to investment advisers and anti-money laundering consulting to broker-dealers. The significant feature of the firms compliance consulting services is the twenty-eight years of examination, consulting and investment industry experience of its principal, Patrick Wilk. Mr. Wilk's experience as a former SEC Team Leader/Staff Accountant, registered rep, short term money manager and compliance consultant provides the basis of his assistance to investment advisers, broker-dealers and law firms. Compliance Consultants, Inc. has provided consulting services to securities firms from coast to coast in the continental United States.