Paul Beavin, Cpc

Paul Beavin, Cpc Email and Phone Number

Decision Tree Tax Advisors @ Decision Tree Financial
orlando, florida, united states
Paul Beavin, Cpc's Location
Greater Orlando, United States
Paul Beavin, Cpc's Contact Details
About Paul Beavin, Cpc

While in college my father died in an accident one night. Many things changed very quickly and there was a lot of confusion about the future. There was no life insurance, the family didn’t own the house and there were few other financial resources.As a teenager I learned a bit about financial planning by being part of the example of what not to do.To help others avoid some of this pain I entered the financial services field and over the years have taken various positions with increasing responsibilities until I was operating and supervising a stock broker-dealer and other financial entities. My experience and knowledge of financial concepts, and network of financial professionals, makes me a valuable resource for individuals and business owners with planning concerns.Decision Tree Tax Advisors, part of Decision Tree Financial, is a tax planning and tax preparation services provider working with clients nationwide, regardless of location, through the internet.

Paul Beavin, Cpc's Current Company Details
Decision Tree Financial

Decision Tree Financial

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Decision Tree Tax Advisors
orlando, florida, united states
Website:
decisiontreefinancial.com
Employees:
2
Paul Beavin, Cpc Work Experience Details
  • Decision Tree Financial
    Decision Tree Financial
    Decision Tree Financial Aug 2017 - Present
    Orlando, Florida Area
    The Decision Tree Financial set of companies include a financial planning firm, a tax planning and tax preparation services provider (Decision Tree Tax Advisors, LLC), as well as an investment Advisor firm (Decision Tree Investment Advisors, LLC.). We work with clients nationwide, regardless of location, through the internet.
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  • Florida Financial Group
    Agency Supervisory Officer
    Florida Financial Group Oct 2016 - Jun 2017
    Orlando, Florida Area
    As an Agency Supervisory Officer at Florida Financial Group, I performed detached office inspections and other agent/registered representative supervision (quarterly contacts, Annual Individual, Supervisory Review, Personal Interviews). Daily tasks included supervision of client funds/stock certificate processing, account/policy opening and suitability reviews, e-mail surveillance, correspondence review, Medallion Stamp, tracking of CE and other registered personnel obligations.Compliance and Surveillance systems used included: DataMinder, Vertafore, ProSurv/TSS, Personal Trade Assistant, SMRS/Compliance Max, Power Comply.
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  • Orion Trading, Llc
    Chief Compliance Officer
    Orion Trading, Llc Jun 2012 - Aug 2016
    Orlando, Florida Area
    Orion Trading, LLC was a boutique securities broker-dealer which, among other things, featured an efficient online trading platform for do-it-yourself investors. In 2012 I took over compliance management and restarted the BD after operations were suspended by FINRA due to a small rules violation by completing the appropriate FINRA filings and creating a solvency plan.During my term as CCO, I lead the firm through SEC and FINRA cycle exams as well as specific investigations by FINRA surveillance, FINRA enforcement and several SEC departments without additional fines or findings. I researched clearing firms and restructured firm around transitioning to a new one when it became necessary.Daily supervisory activities included: trade review, correspondence surveillance, AML programs, new account approval and periodic account reviews, check account holders against FinCEN lists, sales supervision, Written Supervisory Procedures (WSP) editing...

Paul Beavin, Cpc Skills

Retirement Planning Strategic Financial Planning Fixed Annuities Insurance Employee Benefits Life Insurance Small Business Series 7 Mutual Funds Finance Estate Planning Retirement Investments Financial Planners Disability Insurance Program Management Management 401k Wealth Management Long Term Care Financial Services Health Insurance Term Life Insurance Long Term Care Insurance Financial Planning

Paul Beavin, Cpc Education Details

Frequently Asked Questions about Paul Beavin, Cpc

What company does Paul Beavin, Cpc work for?

Paul Beavin, Cpc works for Decision Tree Financial

What is Paul Beavin, Cpc's role at the current company?

Paul Beavin, Cpc's current role is Decision Tree Tax Advisors.

What is Paul Beavin, Cpc's email address?

Paul Beavin, Cpc's email address is pa****@****ail.com

What is Paul Beavin, Cpc's direct phone number?

Paul Beavin, Cpc's direct phone number is +140732*****

What schools did Paul Beavin, Cpc attend?

Paul Beavin, Cpc attended University Of Florida, The American College.

What are some of Paul Beavin, Cpc's interests?

Paul Beavin, Cpc has interest in Football, Exercise, Sweepstakes, Reading, Sports, Golf, Fishing, Watching Sports, Cooking, Skiing.

What skills is Paul Beavin, Cpc known for?

Paul Beavin, Cpc has skills like Retirement Planning, Strategic Financial Planning, Fixed Annuities, Insurance, Employee Benefits, Life Insurance, Small Business, Series 7, Mutual Funds, Finance, Estate Planning, Retirement.

Who are Paul Beavin, Cpc's colleagues?

Paul Beavin, Cpc's colleagues are Kevin Wenke.

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