Paul Maxwell

Paul Maxwell Email and Phone Number

President, Custodial Division @ Milestone Bank (Formerly LCA Bank)
Denver, CO, US
Paul Maxwell's Location
Littleton, Colorado, United States, United States
Paul Maxwell's Contact Details

Paul Maxwell work email

Paul Maxwell personal email

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About Paul Maxwell

I have worked in the financial services industry for over 30 years. During my tenure I served as a C Level executive (24+ years) and Compliance Officer (30 years) in the trust industry. In addition, I have spent almost 15 years as a general principal and registered representative in the brokerage industry.I have an extensive background in self-directed retirement plans, including alternative assets, such as real estate, tax liens, partnerships, private equities, trust deeds/mortgages, precious metals, etc., as well as regulatory compliance, including the Internal Revenue Code, ERISA, DOL Regulations, US Patriot Act, etc. I have been actively involved in the industry, serving as President of the Retirement Industry Trust Association (RITA) on two occasions, 1991 – 1993 and 2006 – 2008, as well as Legislative Chairman from 1993 – 1995. I have also actively lobbied for restoration of retirement benefits in Washington D.C. as an industry spokesperson.

Paul Maxwell's Current Company Details
Milestone Bank (Formerly LCA Bank)

Milestone Bank (Formerly Lca Bank)

View
President, Custodial Division
Denver, CO, US
Website:
milestonebank.com
Employees:
75
Paul Maxwell Work Experience Details
  • Milestone Bank (Formerly Lca Bank)
    President, Custodial Division
    Milestone Bank (Formerly Lca Bank)
    Denver, Co, Us
    View
  • M2 Trust Services, Llc
    President & Coo
    M2 Trust Services, Llc Dec 2018 - Present
    Denver, Colorado
  • Maxwell Consulting Llc
    Owner
    Maxwell Consulting Llc May 2012 - Present
    Littleton, Co
    Consulting services to the trust and securities industry. Services include:• De Novo Services – assistance with trust charter application process and approval.• Strategic Consulting - business plan & sales strategy development.• Marketing & Brand Development – including website and social media strategy.• Alternative Asset Consulting – real estate, tax liens, partnerships, LLCs, private equity, secured and unsecured notes, precious metals, etc.• Policies & Procedures - development of enterprise wide and department specific policies and procedures.• Disaster Recovery & Business Continuity Planning.• Risk and Compliance Services – policies & procedures, training, risk assessments and development of documents, forms, and disclosures.• Vendor Due Diligence – analysis, selection assistance, and monitoring.• Mergers & Acquisition - due diligence and conversion support services.• Expert Witness and Litigation Support.
  • Colorado National Bank
    President, Trust Division
    Colorado National Bank 2013 - Nov 2018
    Denver, Colorado
    Division specializes in self-directed IRAs, lost participant IRAs, Uncashed checks from Qualified Business Retirement Plans, Custodian for Qualified Plans, Custody and Escrow services.
  • Uwt, Inc
    President
    Uwt, Inc Nov 2011 - Apr 2012
    Denver, Co
    Subsidiary of United Western Bancorp, created in November 2011, after United Western Trust Company sold its remaining book of business. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget.
  • United Western Investment Services
    Registered Principal
    United Western Investment Services Nov 2008 - Jan 2012
    Denver, Co
    General Securities Principal - Series 24, General Securities Representative - Series 7, Investment Banking - Series 79, Uniform Securities Agent State Law - Series 63.
  • United Western Administrative Services, Inc.
    President And Chief Compliance Officer
    United Western Administrative Services, Inc. Jan 2010 - May 2011
    Waco, Tx
    Subsidiary of United Western Bancorp. Back office administration firm handling escrow services for various individuals, companies, and life settlement providers. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan. Actively involved with business development and the marketing of company services.
  • United Western Trust Company
    Chairman And Ceo
    United Western Trust Company Jan 2010 - Feb 2011
    Siuox Falls, Sd
    Subsidiary of United Western Bancorp. A South Dakota chartered trust company. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan.
  • Uw Trust Company
    Chairman & Ceo
    Uw Trust Company 2009 - Jun 2010
    Denver, Co
    Subsidiary of United Western Bancorp. Texas chartered trust company, formed in 2009 to handle legacy book of escrow and paying agent services, after sale of IRA and qualified plan book of business to Equity Trust in June 2009.
  • Sterling Trust Company
    Chairman & Ceo
    Sterling Trust Company 2008 - 2009
    Denver, Co
    Subsidiary of United Western Bancorp. Specialized in the administration of self-directed retirement plans, as well as escrow and paying agent services. Responsible for more than $5 billion in retirement plan assets and more than 90,000 individual accounts. Accountable for a staff of 170 employees and day-to-day oversight of each company’s operations, as well as development and implementation of budgets, business, and strategic plans.
  • Trust Administration Services Company
    Sr. Vp And Chief Operating Officer
    Trust Administration Services Company Dec 1999 - Aug 2008
    Carsbad, Ca
    A division of First Regional Bancorp, specializing in the administration of self-directed retirement plans. Handled in excess of 20,000 individual retirement accounts and $1.8 billion in retirement plan assets, including non-traditional assets such as real estate, tax liens, oil and gas leases, promissory notes, private equities and partnerships.Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan. Actively involved with business development and the marketing of company services. Personal relationship manager for high net worth clients.
  • Securities America, Inc. Member Finra/Sipc
    Registered Principal
    Securities America, Inc. Member Finra/Sipc Apr 1995 - Jun 2006
    General Securities Representative -Series 7, General Securities Principal - Series 24, Uniform Securities Agent State Law Series - Series 63
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  • Transcorp Pension Services, Inc.
    Svp & Coo
    Transcorp Pension Services, Inc. May 1988 - Dec 1994
    Irvine, Ca
    Private Third Party Administrator (TPA) specializing in the administration and custody of self-directed retirement accounts, including IRAs, 401(k)s, profit sharing, money purchase pension and defined benefit plans, investing in alternative investments.Led transformation of established company whose sales, revenues and service levels were behind expectations. Successfully worked with owners to establish strategic vision and business model that resulted in a complete turnaround in both business results and company culture.
  • Trust Company Of America
    Svp
    Trust Company Of America 1993 - 1994
    Denver, Co
    Acquiring entity for Transcorp Pension Services. Assisted with the post acquisition relocation of office and staff from Irvine, CA to Denver, CO.
  • Lincoln Trust Company
    Divisional Vp & Compliance Officer
    Lincoln Trust Company Mar 1980 - May 1988
    Managed all aspects of the Retirement Plan Division which included trust administration, operations, investments, compliance, and the tax department. Responsible for the development and maintenance of department policies and procedures. Prepared and administered division's budget, business plan, and strategic plan. Actively involved with marketing and acquisitions. Interacted with clients, financial representatives and various federal and state agencies, e.g., IRS, DOL, FDIC, and State Banking Division.
  • A.L. Williams & Associates
    Financial Representative
    A.L. Williams & Associates Aug 1979 - Mar 1980
    Provided financial and estate planning services.

Paul Maxwell Skills

Mergers Risk Management Executive Management Compliance Series 7 Equities Management Finance Mergers And Acquisitions Loans Strategic Planning Retirement Planning Financial Services Due Diligence Business Planning Securities Portfolio Management Strategic Financial Planning Iras Financial Analysis Business Development Investments Banking Mutual Funds Private Equity Funding Capital Markets Underwriting Financial Modeling Retirement Credit Risk Investment Banking Accounting Asset Management Relationship Management Analysis Wealth Management Cash Management Estate Planning Financial Risk Asset Allocation Credit Credit Analysis Alternative Investments Pensions Commercial Banking Mortgage Lending Small Business Lending Insurance Budgets

Paul Maxwell Education Details

Frequently Asked Questions about Paul Maxwell

What company does Paul Maxwell work for?

Paul Maxwell works for Milestone Bank (Formerly Lca Bank)

What is Paul Maxwell's role at the current company?

Paul Maxwell's current role is President, Custodial Division.

What is Paul Maxwell's email address?

Paul Maxwell's email address is pm****@****ail.com

What is Paul Maxwell's direct phone number?

Paul Maxwell's direct phone number is +130355*****

What schools did Paul Maxwell attend?

Paul Maxwell attended Wharton School Of Management, Texas Tech University.

What skills is Paul Maxwell known for?

Paul Maxwell has skills like Mergers, Risk Management, Executive Management, Compliance, Series 7, Equities, Management, Finance, Mergers And Acquisitions, Loans, Strategic Planning, Retirement Planning.

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