Paul Maxwell Email & Phone Number

Denver, Co, Us

Denver, Colorado

Littleton, Co

Consulting services to the trust and securities industry. Services include:• De Novo Services – assistance with trust charter application process and approval.• Strategic Consulting - business plan & sales strategy development.• Marketing & Brand Development – including website and social media strategy.• Alternative Asset Consulting – real estate, tax liens, partnerships, LLCs, private equity, secured and unsecured notes, precious metals, etc.• Policies & Procedures - development of enterprise wide and department specific policies and procedures.• Disaster Recovery & Business Continuity Planning.• Risk and Compliance Services – policies & procedures, training, risk assessments and development of documents, forms, and disclosures.• Vendor Due Diligence – analysis, selection assistance, and monitoring.• Mergers & Acquisition - due diligence and conversion support services.• Expert Witness and Litigation Support.

Denver, Colorado

Division specializes in self-directed IRAs, lost participant IRAs, Uncashed checks from Qualified Business Retirement Plans, Custodian for Qualified Plans, Custody and Escrow services.

Denver, Co

Subsidiary of United Western Bancorp, created in November 2011, after United Western Trust Company sold its remaining book of business. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget.

Denver, Co

General Securities Principal - Series 24, General Securities Representative - Series 7, Investment Banking - Series 79, Uniform Securities Agent State Law - Series 63.

Waco, Tx

Subsidiary of United Western Bancorp. Back office administration firm handling escrow services for various individuals, companies, and life settlement providers. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan. Actively involved with business development and the marketing of company services.

Siuox Falls, Sd

Subsidiary of United Western Bancorp. A South Dakota chartered trust company. Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan.

Denver, Co

Subsidiary of United Western Bancorp. Texas chartered trust company, formed in 2009 to handle legacy book of escrow and paying agent services, after sale of IRA and qualified plan book of business to Equity Trust in June 2009.

Denver, Co

Subsidiary of United Western Bancorp. Specialized in the administration of self-directed retirement plans, as well as escrow and paying agent services. Responsible for more than $5 billion in retirement plan assets and more than 90,000 individual accounts. Accountable for a staff of 170 employees and day-to-day oversight of each company’s operations, as well as development and implementation of budgets, business, and strategic plans.

Carsbad, Ca

A division of First Regional Bancorp, specializing in the administration of self-directed retirement plans. Handled in excess of 20,000 individual retirement accounts and $1.8 billion in retirement plan assets, including non-traditional assets such as real estate, tax liens, oil and gas leases, promissory notes, private equities and partnerships.Responsible for managing the day-to-day operations of the company and development and implementation of the company’s budget, business, and strategic plan. Actively involved with business development and the marketing of company services. Personal relationship manager for high net worth clients.

General Securities Representative -Series 7, General Securities Principal - Series 24, Uniform Securities Agent State Law Series - Series 63

Irvine, Ca

Private Third Party Administrator (TPA) specializing in the administration and custody of self-directed retirement accounts, including IRAs, 401(k)s, profit sharing, money purchase pension and defined benefit plans, investing in alternative investments.Led transformation of established company whose sales, revenues and service levels were behind expectations. Successfully worked with owners to establish strategic vision and business model that resulted in a complete turnaround in both business results and company culture.

Denver, Co

Acquiring entity for Transcorp Pension Services. Assisted with the post acquisition relocation of office and staff from Irvine, CA to Denver, CO.

Managed all aspects of the Retirement Plan Division which included trust administration, operations, investments, compliance, and the tax department. Responsible for the development and maintenance of department policies and procedures. Prepared and administered division's budget, business plan, and strategic plan. Actively involved with marketing and acquisitions. Interacted with clients, financial representatives and various federal and state agencies, e.g., IRS, DOL, FDIC, and State Banking Division.

Provided financial and estate planning services.

Cebs, Employee Benefits

Certified Employee Benefits Specialist (CEBS) Designation

Bba, Finance