Paul Smith Email and Phone Number

Dedicated second line professional with extensive cross border experience in financial services. A successful track record in delivery of strategic initiatives, keeping the business safe and developing and leading multi-disciplined Teams. Over 30 years’ financial services experience, with the last 20 years in second line roles holding various positions within large organizations both in the UK and internationally. Currently holding the Chief Risk Officer position for Quilter International based in the Isle of Man, with responsibility for six regulated entities operating out of five jurisdictions. Act as a director on subsidiary boards as required. Currently director on a captive and have previously acted as a director on Singapore and Liechtenstein subsidiaries.Key Achievements• Obtaining new regulatory licences and approvals in Isle of Man, Ireland, Singapore, UAE, US & Colombia • Acquisition of advisory business in Singapore • Supporting two change of controller processes• Disposal of several subsidiaries and winding up of regulatory licences in Guernsey, Ireland Liechtenstein, South Africa and UK• Obtaining regulatory waivers in multiple jurisdictions• Restructuring and building out the Risk Team into one dedicated 2nd line Function with segregated responsibilities• Delivery of significant business and regulatory change across a number of jurisdictions• Implementation and embedding of Risk Framework across the international entities. • IMD and control framework implementation in Finland Key accountabilities include:• The primary purpose of the role is to provide leadership, Risk & Compliance oversight, challenge and advice to OMI Boards and Executive Team. Standing attendee at Audit and Risk Committees• Leads and develops the 2nd line of defense strategy with a Team 35• Oversight over regulatory agenda and leading pro-active regulatory• Fulfilling required CRO, Compliance Officer and MLRO roles across a number of jurisdictions

Held a couple of compliance manager positions before appointed compliance director in 2002.Held regulatory positions CF1, CF10 & CFII and responsible for a Team of 75.Key achievements• Introduction of risk based monitoring framework • Implementation of Mortgage and Genera Insurance regulation • Successful and orderly closure of an IFA network• Managing regulatory risks, business reviews and issues• Obtaining regulatory waivers