Paula Petty Email & Phone Number

Amsterdam, North Holland, Netherlands

Amsterdam, North Holland, Netherlands

Amsterdam

Support Dutch Financial Institutions in tuning, refining and updating the internal Transaction Monitoring system, mainly by:- Monitoring activities within AML Transaction Monitoring team to ensure compliance with applicable internal policies and procedures and external regulations.- Contact with internal stakeholders and other areas to help ensure research techniques and capabilities perform at high levels- Providing project management support on compliance-related projects and initiatives, to ensure they progress toward a common goal in alignment with agreed timelines.

São Paulo E Região, Brasil

Support the maintenance of the BNPPF global sanctions framework, including: - Implementation of the AML Transaction Monitoring tool in Brazil, focusing in high risk scenarios, OFAC, EU & UK sanctions, and communicate to FIU in the required SLA;- Develop and implement a sanctions training & awareness program including targeted training for high risk business areas;- Ensure sanctions related policies, procedures & guidance documents are up to date; - Contact the headquarter and the C-level (CFOs, CEOs) in order to communicate the findings and follow-up plans.

São Paulo E Região, Brasil

Support in coordinating the AML and Corporate Governance and Internal Control System (CG/ICS) teams in the Prudential Supervision department in a Central Bank in Africa;Design of the Business Plan together with the client and in accordance with the AML international best practices and regulations (World Bank, FATF, FATCA, Basel and others);Support the nalysis of the AML implementation controls in banking and non-banking Financial Institutions (FIs) regarding Transaction Monitoring, KYC, CDD, Sanctions, PEPs and others;

São Paulo E Região, Brasil

Risk Assessment projects in order to identify red flags situations regarding ABAC Compliance regulations and international good practices (Brazilian Anti-Corruption Law, FCPA, UKBA and AML Brazilian Law).Create Key Risk Indicators (KRIs) for Compliance Programs, in order to set the tolerance levels, establish risk mitigation plans and ensure that controls are addressing the issues;Compliance Program Implementation projects, in order to design the Compliance area including all the pillars: senior executive’s commitment, policies and procedures, communication and training, investigation and reporting, monitoring, auditing and due diligence;ABAC Investigations in order to analyze the suspicious transaction or situation identified by the client or previously identified by our team.

Project Finance operations in order to analyze the best guarantees, conditions and payment method to the financial structure that will be created, such as in oil projects. Support clients regarding the AML and Compliance clauses in contracts.

Law Degree, Business Law

Training Course To Compliance Officers

Main Topics: Risk Based Approach, Compliance Internal Control, Communication and Training

Education record