•Act as the key resource in overseeing the region's compliance activities to ensure that all Investment Advisors (IA's) and branches respect and comply with the various firm policies and procedures as established by NBF's Compliance department as well as any industry regulatory requirements •Act as the Compliance liaison for the internal partners (Regional Manager, IA's, Investment Assistants and Branch Administrators), other divisions as well as the external partners (Auditors and Regulatory organizations) •Influence orientations in the area of compliance and ensure the commitment of all parties involved•Oversee the development and delivery of training activities, information activities and documents concerning policies and practices •Understand business issues and propose strategies in order to support the completion of activities, keeping in mind the varied nature of files •Establish and maintain effective communication with the various parties involved in the group's activities and ensure optimum relations with them •Influence orientations in the area compliance and ensure the commitment of all parties involved •Produce reports and statistics detailing the shortcomings observed and submit recommendations to the Regional Manager •Work on various important projects and complex mandates that will have a significant impact on the Bank's profitability •Keep up to date on legislative changes relating to compliance, identify their impact on the Bank's operations, and determine the orientations to follow •Sit on committees, participate in special projects that demand a high level of expertise, and represent the Bank with various agencies and organizations