Paul Marsden-Carleton Email & Phone Number

Horsham, England, United Kingdom

Wood Street, London

Counterparty Oversight - An Overview:The oversight team are responsible for performance monitoring of external counterparty service provision; adherence to SLA’s and benchmarking, following a tiered service structure across our entire range of Broker & Custodian counterparts encompassing all asset classes. We also partner with internal & external.

Kingswood, Surrey

• Managing and developing existing Custodian relationships; Retail and Institutional
• Lead Relationship Manager for: BBH / JPM / State Street Bank / BNYM
• Conducting Custodian Service Review meetings; follow up and resolution
• Managing Depository relationships
• Prepare client meeting material and presentations
• Negotiated and Implemented Custodian Service Level Agreements

Kingswood Surrey

• Managed a team of eight people and was responsible for ensuring all settlement activities and processes were applied to optimal levels, minimizing both operational and financial risk
• Conducted staff appraisals, monthly 1-1’s, development and coaching, compensation reviews
• Evaluated management reports and metrics to ensure operations are functioning effectively.
• Reviewed operational procedures to identify areas of process improvement, risk reduction
• Identified and specified tactical fixes to current processes
• Disseminated company goals and incorporated into individual goals for appraisal purposes

Kingswood Surrey

• Responsible for supporting the settlements team for all Fixed Income and Derivative products during the project lifecycle across a range of various sized projects and process improvements.Key Achievements:
• Project lead for all Invest1 accounting system upgrades
• Supported the mandatory migration for SWIFT ISO15022 from ISO7775o requirements gathering, test script writing and test execution
• Successfully tested & implemented of a new Derivatives tool (Sophis)