Paul Marsden-Carleton Email & Phone Number

Horsham, England, United Kingdom

Wood Street, London

Counterparty Oversight - An Overview:The oversight team are responsible for performance monitoring of external counterparty service provision; adherence to SLA’s and benchmarking, following a tiered service structure across our entire range of Broker & Custodian counterparts encompassing all asset classes. We also partner with internal & external stakeholders to understand, plan & communicate industry and regulatory changes impacting Operational teams.Role Overview:Provide support towards oversight of counterparty service provision provided to Operations teams and ensure Broker & Custodian counterparties adhere to Schroders requirements relating to day to day activities.Prepare for and perform monthly Broker & Custodian service calls & face to face service review meetings.Formal monthly reporting to internal management of counterparty service level experienceKeeping abreast of external counterparty’s business strategies to anticipate future operational requirements.

Kingswood, Surrey

• Managing and developing existing Custodian relationships; Retail and Institutional• Lead Relationship Manager for: BBH / JPM / State Street Bank / BNYM • Conducting Custodian Service Review meetings; follow up and resolution• Managing Depository relationships• Prepare client meeting material and presentations• Negotiated and Implemented Custodian Service Level Agreements• Escalation point for Operational and wider organisation issues• Manage Custodians performance against service standards, key performance indicators and industry best practice• Act as escalation point, problem solving and resolving operational issues with Custodian Banks• Manage and support team projects providing Custody product, process business knowledge and expertise• Manage and review FX standing instructions with Custodian Banks• Identify nuances, service gaps, new service requirements and solution• Maintain and review actions log; resolve issues accordinglyKey Achievements:• Led Custodian Service Review meetings (Institutional & Retail)• Negotiated and implemented Custodian Service Level Agreements• Supported Operational teams to improve processing efficiencies/services

Kingswood Surrey

Managed a team of eight people and was responsible for ensuring all settlement activities and processes were applied to optimal levels, minimizing both operational and financial risk• Conducted staff appraisals, monthly 1-1’s, development and coaching, compensation reviews• Evaluated management reports and metrics to ensure operations are functioning effectively. • Reviewed operational procedures to identify areas of process improvement, risk reduction • Identified and specified tactical fixes to current processes• Disseminated company goals and incorporated into individual goals for appraisal purposes• Supported Custodian and Broker monitoringKey Achievements:• Successful transition of Far East settlement activities from FIL UK to FIL Hong Kong Office• Implemented a new Fails Reporting tool (Failstation)• Implemented Omgeo CTM for Fixed Income - requirements gathering, test script writing and test execution• Managed the Charles River trading system project from a settlements perspective

Kingswood Surrey

Responsible for supporting the settlements team for all Fixed Income and Derivative products during the project lifecycle across a range of various sized projects and process improvements.Key Achievements:• Project lead for all Invest1 accounting system upgrades• Supported the mandatory migration for SWIFT ISO15022 from ISO7775o requirements gathering, test script writing and test execution• Successfully tested & implemented of a new Derivatives tool (Sophis)