Paul Rubacky Email & Phone Number

Passaic County, New Jersey, United States

New York, N.Y.

Quad Group, comprised of Quad Capital, Quad Securities and Quad Advisors, focuses on the trading of equities, options and futures through a variety of strategies on a global basis. Trading is conducted for firm capital, hedge funds and separately managed accounts on a multi-prime basis. The firm was started in 2008 and is experiencing a period of growth.Enhanced the financial, management and regulatory reporting processes to keep pace with the firm’s growth. Managed the human resource, insurance and facilities roles. Developed financial and operational strategy for a multi-entity structure to ensure efficiency and maximize tax benefits. Created a management accounting process that revealed gaps in market data allocations which when resolved reduced expense by over $100,000 per year. Selected and integrated a new portfolio management reporting platform which increase flexibility, streamlined processes and increase visibility of portfolio performance to management and portfolio managers. • Resolved outstanding regulatory reporting issues and increased regulator satisfaction. Subsequently determined that operations would be more efficient in a non-broker-dealer framework.

Member of Finance, Audit and Building & Grounds Committes

Highly experienced Senior Financial Executive with a record of success protecting and enhancing the interests of global investment firms including CIBC World Markets Corporation, Deutsche Bank and Bankers Trust. Recognized, recruited and promoted for financial prowess and business acumen.

The Roman Catholic Diocese of Paterson consists of 111 parishes, 45 elementary schools, 4 high schools plus associated social service agencies with over 4,000 employees.Provided the leadership to re-build the financial processes of the Diocese when it was determined that very little valid financial information existed and previous audits were not reliable.

CIBC World Markets is a ull service investment bank, active across North America and key financial centers around the world, providing government, corporate and institutional clients with solutions to raise capital, grow, invest.Guide the execution of financial, head office and regulatory reporting for approximately thirty companies including broker-dealer, foreign bank branches and various holding companies. Provide finance advice, support and oversight for corporate tax, tax transfer pricing, foreign exchange exposure management, treasury, corporate real estate, human resources (including pension and benefit programs), litigation, and accounts payable.

Director - Global Controller's SystemsRelocated to London as Key Project Manager on the newly consolidated Global General Ledger Initiative following the merger of Bankers Trust and Deutsche Bank. Guided vendor selection driving positive and cost effective change through automation of elements of the controlling function. Orchestrated systems development from the evaluation of functional and technical specifications through design management and user acceptance testing while managing as many as 100 professionals.Global Business Architect & NA Project Manager - Global General Ledger Initiative (1997-1999)Drove architecting, development and implementation of a new client server based global general ledger system.Director of Federal Reserve Reporting (1994-1997)Directed the efforts of an External Reporting Group charged with providing regulatory reporting of banks, holding companies and affiliates.Manager of Broker-Dealer Regulatory Reporting.Ensured the proper reporting of all financial information related to SEC and Federal Reserve Section 20 Broker-Dealer accounting and regulatory reporting requirements.

Supervised the preparation of various regulatory filings including FOCUS, 10-K’s, 10-Q’s and S-1’s for Oppenheimer Group, Inc. and its subsidiaries. Guided the development and updating of corporate general ledgers, profit and loss statements for the firm, departments and trading areas while driving the development of various MIS systems to support the financial reporting functions.

Executive Mba Program

Ba , Bs, Accounting, Public Administration